Fund family · SEC Form D record
BroadOak Fund funds
BroadOak Fund has 4 vehicles on the SEC Form D record, in 3 numbered generations, filed from 2018 to 2025. The newest is BroadOak Fund VI, L.P., first filed May 9, 2025. The adviser of record on Form ADV Schedule D is Broadoak Asset Management, LLC.
- Vehicles
- 4
- Numbered generations
- 3
- First filing
- 2018
- Latest filing
- May 9, 2025
Adviser of record (Form ADV Schedule D) Broadoak Asset Management, LLC (CRD 148901)
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund VI
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| BroadOak Fund VI, L.P.CIK 2066932 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund V
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| BroadOak Fund V, LPCIK 1861030 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund IV
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| BroadOak Fund IV, LLCCIK 1753412 | Sold the stated amount | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Unnumbered
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| BroadOak Fund, LLC / DECIK 2057106 | Annual amendment overdue | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the BroadOak Fund funds
- How many BroadOak Fund funds are there?
- The SEC Form D record shows 4 vehicles in 3 numbered generations, the earliest filed Sep 18, 2018 and the latest filing on May 9, 2025. By generation: Fund VI (BroadOak Fund VI, L.P., first filed May 9, 2025); Fund V (BroadOak Fund V, LP, first filed May 6, 2021); Fund IV (BroadOak Fund IV, LLC, first filed Sep 18, 2018).
- What is the latest BroadOak Fund fund?
- BroadOak Fund VI, L.P., which first filed a Form D on May 9, 2025. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the BroadOak Fund funds?
- Broadoak Asset Management, LLC (RIA, CRD 148901), joined from Form ADV Schedule D, where an adviser lists each private fund it advises and the fund's Form D file number.
- How much have the BroadOak Fund funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.