Filing lists

What was filed, ranked

Time-windowed lists built from SEC EDGAR the hour the filings land: the biggest Form D totals, the week's new filers by structure and industry, and Regulation A and Crowdfunding activity. Every row is the issuer's own figure on its own filing, linked to the free entity page and to SEC.gov.

Updated

Ranked by filed total

Biggest Form D raises this week

New Form D notices from the last seven days, ranked by the amount already sold when the notice was filed.

618 issuers · $13.11B as filed on the top 50

Ranked by filed total

Biggest Form D raises this month

New Form D notices from the last thirty days, ranked by the amount already sold when the notice was filed.

2,355 issuers · $41.16B as filed on the top 100

First notice from the issuer

New Form D filers this week

Issuers whose first Form D landed in the last seven days: the raise is already live.

828 issuers · $14.78B as filed on the top 150

Up to 100 beneficial owners

New 3(c)(1) funds this week

First-time Form D filers claiming the Investment Company Act 3(c)(1) exclusion, the structure most retail-facing funds use.

312 issuers · $2.92B as filed on the top 150

Qualified purchasers only

New 3(c)(7) funds this week

First-time Form D filers claiming the 3(c)(7) exclusion, which limits the fund to qualified purchasers.

209 issuers · $5.74B as filed on the top 150

Not pooled funds

New operating-company raises this week

First-time Form D filers that are operating businesses rather than pooled investment funds.

327 issuers · $7.17B as filed on the top 150

Residential, commercial, REITs

New real estate raises this week

First-time Form D filers in the residential, commercial, REIT and other real estate industry groups.

99 issuers · $1.79B as filed on the top 99

Offering statements, reports, current events

Regulation A activity this month

Every Regulation A issuer with a filing event in the last thirty days: qualifications, supplements, annual and semiannual reports, current reports.

88 issuers

Launches, amendments, closes, reports

Regulation Crowdfunding activity this month

Every Reg CF issuer with a filing event in the last thirty days: launches, amendments, progress updates, closes and annual reports.

141 issuers

N-PORT, N-CEN, N-CSR, repurchase offers, tender results

Registered fund filings this month

Every fund on AltStreet's 1940 Act watch-list with a filing in the last thirty days: quarterly portfolio reports, annual census and shareholder reports, repurchase offers and tender results.

0 issuers

Registrations, withdrawals, annual audits

Portal, broker-dealer and transfer agent filings this month

Form Funding Portal registrations, amendments and withdrawals, broker-dealer annual audit covers (X-17A-5) and transfer agent forms (TA-1, TA-2, TA-W) filed in the last thirty days.

46 issuers

Form 15, Schedule TO-T, Schedule 13E-3

Deregistrations, third-party tenders and going-private filings this month

Form 15 filings that end a registrant's periodic reporting, Schedule TO-T tenders by someone other than the issuer, and Schedule 13E-3 going-private transactions filed in the last thirty days.

62 issuers

Discovery by name and date is at new offerings. The terminal adds amendment deltas, first-sale velocity, cohort position, screening and alerts across every issuer here. See plans. A Form D is confirmation rather than discovery (it is due up to 15 days after the first sale); for the offerings that appear on platforms before they file, Form D alerts and monitoring explains how Deal Intelligence pairs the filing with the listing