New 3(c)(7) private funds this week
209 issuers match this week. The 150 shown reported $5.74B sold to date on the filings themselves. Alpha Co-Invest I LP leads at $999.7M.
First-time Form D filers that ticked the Investment Company Act section 3(c)(7) box, the exclusion for funds sold only to qualified purchasers (generally $5 million or more in investments). These are institutional and family-office vehicles, not retail products. Ranked by the amount sold reported on the first notice.
Updated Window Nov 2, 2026 to Nov 9, 2026Refreshed hourly from SEC EDGAR
| # | Issuer | Form | Event | Type | Exemptions | State | Sold to date (as filed) | Investors | Filed |
|---|---|---|---|---|---|---|---|---|---|
| 1 | Alpha Co-Invest I LPCIK 2162519 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | $999.7M | 5 | Nov 4, 2026 |
| 2 | AE Industrial Partners BR Fund, LPCIK 2156939 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | FL | $851.3M | 38 | Nov 4, 2026 |
| 3 | RVF Argus Fund, L.P.CIK 2152455 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $444.4M | 47 | Nov 5, 2026 |
| 4 | CMWA Capital Appreciation Fund LLCCIK 1321086 | D | New Form D filer | Pooled Investment Fund | 3(c)(1), 3(c)(7), 506(b) | OH | $387.0M | 425 | Nov 4, 2026 |
| 5 | RVF Argus Feeder Fund, L.P.CIK 2152456 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $354.3M | 22 | Nov 5, 2026 |
| 6 | Schroders Capital Private Equity Europe Direct IV S.C.S.CIK 2161777 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | N4 | $320.1M | 1 | Nov 3, 2026 |
| 7 | AQR Delphi Equity Market Neutral Offshore Fund Ltd.CIK 2126731 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | $177.9M | 2 | Nov 5, 2026 |
| 8 | Kedaara Capital Public Markets Fund ICIK 2153225 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | K7 | $160.3M | 292 | Nov 5, 2026 |
| 9 | NexGen Buyout Partners Fund II, L.P.CIK 2163560 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | E9 | $110.3M | 12 | Nov 4, 2026 |
| 10 | EUTAXION CAPITAL MANAGEMENT LLCCIK 2104612 | D | New Form D filer | Investing | 3(c)(1), 3(c)(7), 506(c) | NY | $100.0M | 10,000 | Nov 6, 2026 |
| 11 | Fund V, a Series of Browder Capital Early Stage Ventures, LPCIK 2161663 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | WA | $100.0M | 35 | Nov 6, 2026 |
| 12 | NORV MARKETS INCCIK 2134890 | D | New Form D filer | Investing | 3(c)(1), 3(c)(7), 506(c) | NY | $100.0M | 10,000 | Nov 6, 2026 |
| 13 | VERTEXDE LTDCIK 2127725 | D | New Form D filer | Investing | 3(c)(1), 3(c)(7), 506(c) | CO | $100.0M | 10,000 | Nov 5, 2026 |
| 14 | EPHOD SECURITIES CO LTDCIK 2111610 | D | New Form D filer | Investing | 3(c)(1), 3(c)(7), 506(c) | CO | $100.0M | 10,000 | Nov 4, 2026 |
| 15 | TONGYI LTDCIK 2112906 | D | New Form D filer | Investing | 3(c)(1), 3(c)(7), 506(c) | KY | $100.0M | 10,000 | Nov 3, 2026 |
| 16 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0056CIK 2161753 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $98.4M | 1 | Nov 4, 2026 |
| 17 | Bedford Ridge Investment Co XV LPCIK 2160586 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $75.0M | 29 | Nov 3, 2026 |
| 18 | Crayhill StepStone ABF Opportunities Fund LP - Series 2CIK 2156169 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $57.2M | 6 | Nov 6, 2026 |
| 19 | K5 Tech Fund II, LP - Series 212CIK 2163307 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | FL | $55.4M | 13 | Nov 6, 2026 |
| 20 | House Fund Breakout XII Alpha, L.P.CIK 2162281 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $52.1M | 2 | Nov 3, 2026 |
| 21 | AQR Flex 1 Series LLC - Series J101CIK 2151580 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $45.0M | 1 | Nov 5, 2026 |
| 22 | Invesco Real Estate Asia Fund (Cayman) Unit TrustCIK 1706995 | D | New Form D filer | Pooled Investment Fund | 3(c)(1), 3(c)(7), 506(b) | N4 | $45.0M | 1 | Nov 3, 2026 |
| 23 | AQR Flex 1 Series LLC - Series F85CIK 2149060 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $44.2M | 1 | Nov 5, 2026 |
| 24 | QEP IX Private Investors (EX), LLCCIK 2151696 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $42.6M | 59 | Nov 6, 2026 |
| 25 | Encouraging Mountain, L.P.CIK 2081272 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $40.0M | 6 | Nov 6, 2026 |
| 26 | HAN Moo LLCCIK 2160107 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $39.8M | 4 | Nov 2, 2026 |
| 27 | OCP Real Estate CV II, LPCIK 2136047 | D | New Form D filer | Pooled Investment Fund | 3(c)(1), 3(c)(7), 506(b) | IL | $30.3M | 19 | Nov 5, 2026 |
| 28 | AQR Flex 1 Series LLC - Series N11CIK 2144611 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $28.9M | 1 | Nov 5, 2026 |
| 29 | AQR Flex 1 Series LLC - Series M15CIK 2136392 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $28.6M | 1 | Nov 5, 2026 |
| 30 | AQR Flex 1 Series LLC - Series M17CIK 2136394 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $26.9M | 1 | Nov 5, 2026 |
| 31 | AQR Flex 1 Series LLC - Series G14CIK 2142004 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $26.8M | 1 | Nov 5, 2026 |
| 32 | ROCHEFORT TIBERIUS CO-INVESTMENT FUND LPCIK 2162365 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(c) | FL | $26.4M | 52 | Nov 2, 2026 |
| 33 | Montage Investment, a series of BlueArc Co-Investments, LPCIK 2163641 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | GA | $24.9M | 93 | Nov 5, 2026 |
| 34 | Discipulus Ventures II-A, LPCIK 2163123 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | WA | $23.8M | 56 | Nov 6, 2026 |
| 35 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0055CIK 2161744 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $20.0M | 1 | Nov 4, 2026 |
| 36 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0058CIK 2161770 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $19.7M | 1 | Nov 4, 2026 |
| 37 | LCL - Allocate Access L.P.CIK 2158992 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $19.4M | 62 | Nov 3, 2026 |
| 38 | Picture Capital Leaders Fund I, L.P.CIK 2162252 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | NJ | $18.0M | 2 | Nov 6, 2026 |
| 39 | TAL Global Opportunities FundCIK 2159622 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | $17.0M | 2 | Nov 3, 2026 |
| 40 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0042CIK 2161583 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $16.5M | 1 | Nov 4, 2026 |
| 41 | AQR Flex 1 Series LLC - Series M16CIK 2136393 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CT | $15.2M | 1 | Nov 5, 2026 |
| 42 | LSREF VII Japan Holdings I, L.P.CIK 2160615 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | D0 | $15.0M | 1 | Nov 5, 2026 |
| 43 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0046CIK 2161627 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $15.0M | 1 | Nov 4, 2026 |
| 44 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0052CIK 2161774 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $15.0M | 1 | Nov 4, 2026 |
| 45 | MainLine West Dynamic Municipal Fund LPCIK 2160133 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CO | $15.0M | 20 | Nov 3, 2026 |
| 46 | Sovereign's Capital Williams, LPCIK 2162308 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(c) | GA | $15.0M | 1 | Nov 2, 2026 |
| 47 | Alpha Summit Tax Optimization Fund, LPCIK 2163373 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CA | $12.3M | 38 | Nov 3, 2026 |
| 48 | MDN Aurora SPV XL LLCCIK 2162537 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $12.3M | 3 | Nov 6, 2026 |
| 49 | JHSF CAPITAL GLOBAL OPPORTUNITIES FIXED INCOME FUND LLCCIK 2162147 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | DE | $11.9M | 2 | Nov 4, 2026 |
| 50 | Q Access IV - Allocate Access, L.P.CIK 2160766 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $11.8M | 22 | Nov 6, 2026 |
| 51 | R Venice Co-Invest UB, L.P.CIK 2162503 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | $11.1M | 8 | Nov 2, 2026 |
| 52 | SAM Alternative Investment Opportunities Fund III, L.P.CIK 2163890 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $11.0M | 16 | Nov 5, 2026 |
| 53 | CWP ERA II LPCIK 2163675 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $10.9M | 15 | Nov 5, 2026 |
| 54 | CWP BGAF LPCIK 2163708 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $10.5M | 13 | Nov 5, 2026 |
| 55 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0054CIK 2161735 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.4M | 1 | Nov 4, 2026 |
| 56 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0050CIK 2161749 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.4M | 1 | Nov 4, 2026 |
| 57 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0045CIK 2161620 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.4M | 1 | Nov 4, 2026 |
| 58 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0059CIK 2161782 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.3M | 1 | Nov 4, 2026 |
| 59 | Validus Direct Opportunities Fund II, LLCCIK 2159281 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CA | $10.2M | 111 | Nov 2, 2026 |
| 60 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0047CIK 2161632 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.2M | 1 | Nov 4, 2026 |
| 61 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0057CIK 2161761 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.1M | 1 | Nov 4, 2026 |
| 62 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0041CIK 2161579 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.0M | 1 | Nov 4, 2026 |
| 63 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0048CIK 2161659 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.0M | 1 | Nov 4, 2026 |
| 64 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0044CIK 2161597 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.0M | 1 | Nov 4, 2026 |
| 65 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0049CIK 2161948 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.0M | 1 | Nov 4, 2026 |
| 66 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0053CIK 2161788 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $10.0M | 1 | Nov 4, 2026 |
| 67 | QUANTINNO DEALS EXCELSIOR CUSTOM SERIES, L.P. - SERIES QE0043CIK 2161584 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $9.8M | 1 | Nov 4, 2026 |
| 68 | PRIVATE MARKET SECURITIES FUND II LLC SERIES GCIK 2163079 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | FL | $9.8M | 80 | Nov 6, 2026 |
| 69 | GS XLight II LLCCIK 2162708 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | MD | $7.9M | 47 | Nov 6, 2026 |
| 70 | Seaway Co-Invest Fund, LPCIK 2163033 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | UT | $7.5M | 12 | Nov 6, 2026 |
| 71 | Emerald Advisors Strategic Opportunities Fund I, LPCIK 2163552 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | XX | $6.5M | 13 | Nov 6, 2026 |
| 72 | Crown US Invest LLC (Series D)CIK 2164214 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $6.5M | 14 | Nov 6, 2026 |
| 73 | ReFrame Coinvest SPV, LPCIK 2159853 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CA | $6.0M | 2 | Nov 3, 2026 |
| 74 | Integra Master Series LLC - Growth Equity VICIK 2157775 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CA | $5.0M | 6 | Nov 6, 2026 |
| 75 | Lake Hill Augustus Fund LLCCIK 2081205 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | NY | $5.0M | 2 | Nov 4, 2026 |
| 76 | Carpenter Capital Nominal Series C-1 SPV, L.P.CIK 2162557 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | ID | $5.0M | 1 | Nov 3, 2026 |
| 77 | PRIVATE MARKET SECURITIES FUND II LLC SERIES HCIK 2163112 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | FL | $4.8M | 56 | Nov 6, 2026 |
| 78 | J2 Ventures Strategic Opportunities K, L.P.CIK 2162747 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | MA | $4.5M | 9 | Nov 2, 2026 |
| 79 | House Fund Pinnacle, L.P.CIK 2162278 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | $4.5M | 2 | Nov 3, 2026 |
| 80 | NVP Activate Co-Invest LPCIK 2127292 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | $4.4M | 9 | Nov 4, 2026 |
| 81 | ALBA EOPF II S.L.P.SCIK 2160907 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | I0 | $4.0M | 1 | Nov 2, 2026 |
| 82 | 1900 FP Normandy 2026 Series (fund of 1900 Direct Series LLC)CIK 2163572 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | TX | $3.1M | 27 | Nov 4, 2026 |
| 83 | Planck Holdings LLC - Series GrowX Pixxel IICIK 2156398 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | NV | $3.1M | 26 | Nov 5, 2026 |
| 84 | Harvest Growth Capital V QP, LLC - Series HCIK 2163335 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | TX | $3.0M | 3 | Nov 5, 2026 |
| 85 | CM INVESTMENTS IV LLC - CM GSCE EQUITY PV LLCCIK 2163460 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | CA | $3.0M | Nov 3, 2026 | |
| 86 | Everstone Capital Partners TrustCIK 2160609 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | K7 | $2.6M | 3 | Nov 5, 2026 |
| 87 | Ridgeline Growth QP Fund LLC, Series II StarcloudCIK 2162046 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | $2.1M | 26 | Nov 3, 2026 |
| 88 | Astra Global Capital Fund LLC - Series 1CIK 2149837 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | DE | $1.6M | 1 | Nov 2, 2026 |
| 89 | Manifold Investment Co Fund LPCIK 2163317 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | IL | $1.0M | 2 | Nov 3, 2026 |
| 90 | JHSF Capital Fasano MiamiCIK 2161372 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | E9 | $600K | 1 | Nov 4, 2026 |
| 91 | Pari Passu Master IV LLC - Series 28CIK 2163553 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | DE | $505K | 19 | Nov 5, 2026 |
| 92 | Decimus Defense Fund LLC - Series 15CIK 2157408 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | DE | $500K | 8 | Nov 4, 2026 |
| 93 | Decimus Defense Fund LLC - Series 16CIK 2163520 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | DE | $345K | 7 | Nov 5, 2026 |
| 94 | Overlook X1 LP Series G1ACIK 2161750 | D | New Form D filer | Private Equity Fund | 3(c)(7) | NY | $250K | 1 | Nov 2, 2026 |
| 95 | Geek Ventures Sta SPV, a series of Decile SPV, LLCCIK 2159594 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | NY | $126K | 4 | Nov 2, 2026 |
| 96 | Dev Property 1 MS, LLCCIK 2163143 | D | New Form D filer | REITS and Finance | 3(c)(7), 506(b) | PA | $125K | 125 | Nov 3, 2026 |
| 97 | Mana Ventures, LP - G1CIK 2153405 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(c) | WA | $10K | 1 | Nov 3, 2026 |
| 98 | Alpine Investors Heroes Co-Investment I-A, LPCIK 2161419 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | CA | none yet | Nov 6, 2026 | |
| 99 | Nova Venture Fund III, LPCIK 2159208 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | CA | none yet | Nov 6, 2026 | |
| 100 | NVP Coinvest Mottu, LPCIK 2163955 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 6, 2026 | |
| 101 | Quiet Access IV Opportunities LPCIK 2162729 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(c) | CA | none yet | Nov 6, 2026 | |
| 102 | Slipstream Investors III, LPCIK 2153510 | D | New Form D filer | Pooled Investment Fund | 3(c)(1), 3(c)(7), 506(b) | MD | none yet | Nov 6, 2026 | |
| 103 | Tap Root Capital SMF I LPCIK 2058635 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(c) | NJ | none yet | Nov 6, 2026 | |
| 104 | AlpInvest Secondaries IX Access Offshore SCSpCIK 2148159 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 105 | AQR Delphi Equity Market Neutral Master Account Ltd.CIK 2126732 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | none yet | Nov 5, 2026 | |
| 106 | Ares Capital Europe IV (E) Extended Levered LPCIK 2155484 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | X0 | none yet | Nov 5, 2026 | |
| 107 | Ares Capital Europe IV (E) Extended Unlevered LPCIK 2155483 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | X0 | none yet | Nov 5, 2026 | |
| 108 | Ares Mercury LPCIK 2155485 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | X0 | none yet | Nov 5, 2026 | |
| 109 | Ares SecureSpace Sapling Co-Invest LPCIK 2151534 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | CA | none yet | Nov 5, 2026 | |
| 110 | Celsius Co-Invest Holdings, LPCIK 2161952 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 111 | D. E. Shaw Phasor Fund, L.L.C.CIK 2160462 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(c) | NY | none yet | Nov 5, 2026 | |
| 112 | D. E. Shaw Phasor International Fund, L.P.CIK 2160464 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(c) | NY | none yet | Nov 5, 2026 | |
| 113 | Definition III LPCIK 2163548 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 114 | Excellere Steel SPV, L.P.CIK 2163726 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | CO | none yet | Nov 5, 2026 | |
| 115 | GH CENTURY OFFSHORE FEEDER FUNDCIK 1952926 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | none yet | 43 | Nov 5, 2026 |
| 116 | GH Greater China Offshore Feeder FundCIK 1952825 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | none yet | 2 | Nov 5, 2026 |
| 117 | GoldenTree Distressed Fund (Offshore) LPCIK 2142175 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 118 | GoldenTree Distressed Fund LPCIK 2142255 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 119 | Hedosophia Investments DT E L.P.CIK 2154354 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | Y7 | none yet | Nov 5, 2026 | |
| 120 | Hedosophia Investments VI V L.P.CIK 2126804 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | Y7 | none yet | Nov 5, 2026 | |
| 121 | IPC Boulder Co-Invest B, L.P.CIK 2163838 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | VA | none yet | Nov 5, 2026 | |
| 122 | IPC Boulder Co-Invest, L.P.CIK 2163803 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | VA | none yet | Nov 5, 2026 | |
| 123 | Kodo Partners I, L.P.CIK 2161265 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | E9 | none yet | Nov 5, 2026 | |
| 124 | L Group Meisho Fund, L.P.CIK 2162303 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | E9 | none yet | Nov 5, 2026 | |
| 125 | Lane42 Capital Opportunities Access LLCCIK 2160807 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 126 | Lane42 Capital Opportunities Access Offshore LPCIK 2160702 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 127 | Lime Rock Partners X Brisket Co-Invest, L.P.CIK 2164045 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | CT | none yet | Nov 5, 2026 | |
| 128 | Lime Rock Partners X DFO Co-Invest, L.P.CIK 2164044 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | CT | none yet | Nov 5, 2026 | |
| 129 | Pier Litigation Finance Fund II LPCIK 2162543 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | CA | none yet | Nov 5, 2026 | |
| 130 | Quiet UCT LPCIK 2163801 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | CA | none yet | Nov 5, 2026 | |
| 131 | Tenex EVG CI L.P.CIK 2163582 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 132 | Tenex EVG CI-A L.P.CIK 2163645 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 133 | Transom Capital Fund V Lion River SMA, L.P.CIK 2161546 | D | New Form D filer | Private Equity Fund | 3(c)(1), 3(c)(7), 506(b) | CA | none yet | Nov 5, 2026 | |
| 134 | TRF VII Co-Investment SMA II, L.P.CIK 2152909 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 135 | TRF VII Co-Investment SMA III, L.P.CIK 2162918 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 136 | Veritas Capital Vantage Fund II, L.P.CIK 2107627 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 5, 2026 | |
| 137 | VFF V Co-Invest 5-A, L.P.CIK 2156865 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | CA | none yet | Nov 5, 2026 | |
| 138 | AlpInvest Secondaries IX Access LLCCIK 2148353 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 139 | AP Enterprise Co-Invest (B), L.P.CIK 2150204 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 140 | ARCHIV Capital Fund A LPCIK 2163733 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | FL | none yet | Nov 4, 2026 | |
| 141 | ARCHIV Capital Fund H LPCIK 2163735 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | FL | none yet | Nov 4, 2026 | |
| 142 | ARCHIV Capital Fund M LPCIK 2163738 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | FL | none yet | Nov 4, 2026 | |
| 143 | ARCHIV Capital Fund S LPCIK 2163742 | D | New Form D filer | Hedge Fund | 3(c)(7), 506(b) | FL | none yet | Nov 4, 2026 | |
| 144 | Atreides Private Opportunities II Access LLCCIK 2163076 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 145 | Atreides Private Opportunities II Access Offshore LPCIK 2163318 | D | New Form D filer | Pooled Investment Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 146 | Banner Ridge DSCO Fund III (Insurance) RNF, LPCIK 2157580 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 147 | Banner Ridge Small Buyouts II, LPCIK 2157590 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | NY | none yet | Nov 4, 2026 | |
| 148 | GENTIS Fund I SCSpCIK 2159667 | D | New Form D filer | Private Equity Fund | 3(c)(7), 506(b) | N4 | none yet | Nov 4, 2026 | |
| 149 | Hanwha Next Generation AI Fund II LPCIK 2161385 | D | New Form D filer | Venture Capital Fund | 3(c)(1), 3(c)(7), 506(b) | CA | none yet | Nov 4, 2026 | |
| 150 | LightX Capital Fund I, LPCIK 2147935 | D | New Form D filer | Venture Capital Fund | 3(c)(7), 506(b) | IL | none yet | Nov 4, 2026 |
150 of 209 issuers shown. Figures are the issuer's own on the filing; AltStreet does not adjust them. The terminal adds amendment deltas, first-sale velocity, cohort position and alerts on any of these issuers. See plans
Questions this list answers
- Which issuer reported the largest amount sold this week?
- Alpha Co-Invest I LP reported $999.7M sold to date on a Form D filed Nov 4, 2026 from 5 investors.
- Are these amounts new money raised this period?
- Not exactly. Each figure is the amount sold that the issuer reported on the filing shown, which for a new Form D notice is what the offering had sold in the days or weeks before the notice was due. The list ranks what was reported in the window, not cash that moved in it.
- How many issuers filed this week?
- 209 issuers matched between Nov 2, 2026 and Nov 9, 2026; the 150 shown reported $5.74B combined.
- Why are some large filers missing?
- Master-feeder families that report one combined total on each feeder are excluded so the same dollars are not ranked once per vehicle, and issuers that reported nothing sold yet are ranked at the bottom or omitted. Filings landing after the last hourly refresh appear on the next one.
- Where do these figures come from?
- From the SEC EDGAR filings themselves, read the day they land. Every row links to the issuer's free entity page on AltStreet and to the filing on SEC.gov. AltStreet does not adjust the filed figures.
More filing lists
- Biggest Form D raises this week
New Form D notices from the last seven days, ranked by the amount already sold when the notice was filed.
- Biggest Form D raises this month
New Form D notices from the last thirty days, ranked by the amount already sold when the notice was filed.
- New Form D filers this week
Issuers whose first Form D landed in the last seven days: the raise is already live.
- New 3(c)(1) funds this week
First-time Form D filers claiming the Investment Company Act 3(c)(1) exclusion, the structure most retail-facing funds use.
- New operating-company raises this week
First-time Form D filers that are operating businesses rather than pooled investment funds.
- New real estate raises this week
First-time Form D filers in the residential, commercial, REIT and other real estate industry groups.
- Regulation A activity this month
Every Regulation A issuer with a filing event in the last thirty days: qualifications, supplements, annual and semiannual reports, current reports.
- Regulation Crowdfunding activity this month
Every Reg CF issuer with a filing event in the last thirty days: launches, amendments, progress updates, closes and annual reports.
- Registered fund filings this month
Every fund on AltStreet's 1940 Act watch-list with a filing in the last thirty days: quarterly portfolio reports, annual census and shareholder reports, repurchase offers and tender results.
- Portal, broker-dealer and transfer agent filings this month
Form Funding Portal registrations, amendments and withdrawals, broker-dealer annual audit covers (X-17A-5) and transfer agent forms (TA-1, TA-2, TA-W) filed in the last thirty days.
- Deregistrations, third-party tenders and going-private filings this month
Form 15 filings that end a registrant's periodic reporting, Schedule TO-T tenders by someone other than the issuer, and Schedule 13E-3 going-private transactions filed in the last thirty days.
- New offerings by name and date · EDGAR entity search
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