SEC filing record
Primary Source · SEC.gov

SAM Alternative Investment Opportunities Fund III, L.P.

Fund Vehicle2026 vintage506(b), 3(c)

Raised

$11M

Investors

16

Min Invest

$500,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

SAM Alternative Investment Opportunities Fund III, L.P. is a Delaware-organized pooled investment fund that filed a Form D on 2026-11-05 under Rule 506(b) and Section 3(c) exemptions, reporting $11.0M raised from 16 investors at a $500K minimum investment. The filing lists Matthew Malone as the executive officer and does not disclose a first sale date; no parent platform or sibling entities were identified in available records.

This filing follows a common structure for private alternative investment funds: a 506(b)/3(c) exemption pairing combined with a six-figure minimum check size, which is typical for funds targeting accredited or qualified purchaser investors rather than retail capital. The $500K minimum and $687.5K average investment per investor place this offering in the higher end of the minimum-investment spectrum relative to smaller alternative funds that often set minimums at $25K-$100K.

Data Flags

minimum_investmentThe $500K minimum investment is high relative to the $11.0M total raise, implying a narrow, concentrated investor base (consistent with the reported 16 investors).
first_sale_dateFirst sale date is not disclosed on this original (non-amendment) filing, and the total raise ($11.0M) is well under the $100M threshold where missing first sale dates are typical for large institutional amendments.
exemptionFiling claims both 506(b) and 3(c) exemptions simultaneously, a standard combination for private pooled investment funds (securities exemption plus Investment Company Act exclusion).

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002163890
Entity NameSAM Alternative Investment Opportunities Fund III, L.P.
Exemption506(b), 3(c)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address31 W 27th Street, 605, New York, NY 10001
Phone(212) 658-0386
Industry / Fund Type—
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateNovember 5, 2026
Accession Number0002163890-26-000001
Total Offering Amount—
Total Amount Sold$11,000,000
Total Investors16
Minimum Investment$500,000
Offering Duration—
State (Issuer Address)NY
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Matthew Malone

Executive Officer · New York, NY

Questions About SAM Alternative Investment Opportunities Fund III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is SAM Alternative Investment Opportunities Fund III, L.P.?

SAM Alternative Investment Opportunities Fund III, L.P. is an issuer that filed a Form D with the SEC on November 5, 2026. The filing claims 506(b), 3(c).

Is SAM Alternative Investment Opportunities Fund III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. SAM Alternative Investment Opportunities Fund III, L.P. filed a Form D with the SEC on November 5, 2026 claiming 506(b), 3(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $11,000,000 sold to 16 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is SAM Alternative Investment Opportunities Fund III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that SAM Alternative Investment Opportunities Fund III, L.P. claimed 506(b), 3(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has SAM Alternative Investment Opportunities Fund III, L.P. raised?

SAM Alternative Investment Opportunities Fund III, L.P. reported $11,000,000 sold from 16 investors as of the Form D filed November 5, 2026.

Who can invest in SAM Alternative Investment Opportunities Fund III, L.P.?

The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in SAM Alternative Investment Opportunities Fund III, L.P.?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of November 5, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling SAM Alternative Investment Opportunities Fund III, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is SAM Alternative Investment Opportunities Fund III, L.P. located?

The issuer's address on its SEC filings is 31 W 27th Street, 605, New York, NY 10001. Its phone number of record is 2126580386. It is organized under the laws of Delaware.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.