Transom Capital Fund V Lion River SMA, L.P. 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is Transom Capital Fund V Lion River SMA, L.P.?

Transom Capital Fund V Lion River SMA, L.P. is an issuer that filed a Form D with the SEC on November 5, 2026. The filing claims 506(b), 3(c)(1).

Q: Is Transom Capital Fund V Lion River SMA, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Transom Capital Fund V Lion River SMA, L.P. filed a Form D with the SEC on November 5, 2026 claiming 506(b), 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Transom Capital Fund V Lion River SMA, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Transom Capital Fund V Lion River SMA, L.P. claimed 506(b), 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Transom Capital Fund V Lion River SMA, L.P. raised?

Transom Capital Fund V Lion River SMA, L.P. reported no amount sold as of the Form D filed November 5, 2026.

Q: Who is selling Transom Capital Fund V Lion River SMA, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Q: Where is Transom Capital Fund V Lion River SMA, L.P. located?

The issuer's address on its SEC filings is 100 N Pacific Coast Hwy, Suite 1725, El Segundo, CA 90245. Its phone number of record is 424-293-2818. It is organized under the laws of Delaware.

AltStreetEDGAR DatabaseTransom Capital Fund V Lion River SMA, L.P.
SEC filing record
Primary Source · SEC.gov
Transom Capital Fund V Lion River SMA, L.P.Feeder Fund2026 vintage506(b), 3(c)(1)
Raised
Pre-open
Investors
—
Min Invest
None stated
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AltStreet Analysis
·Generated from EDGAR primary sources
Transom Capital Fund V Lion River SMA, L.P. is a Delaware-organized pooled investment fund filed by Transom Capital, structured as a separately managed account (SMA) tied to its Fund V vehicle. The filing is pre-open with no disclosed capital raised, investor count, or minimum investment, and claims both the Rule 506(b) and Section 3(c)(1) exemptions. No parent platform or related sibling entities are currently matched in the database.
This entity sits within the private equity pooled-fund segment of alternative investments, using the common 506(b)/3(c)(1) exemption pairing typical of privately placed funds with up to 100 beneficial owners. The SMA naming convention suggests a single-investor or co-investment sleeve alongside a flagship fund rather than a broadly marketed vehicle, and the absence of disclosed minimum investment and raise figures is consistent with an early-stage, pre-open institutional filing.
Data Flags
exemptionFiling claims both Rule 506(b) and Section 3(c)(1) exemptions simultaneously, a standard combination for privately placed pooled investment funds (Reg D exemption plus Investment Company Act exclusion), not indicative of an issue.
entity structureEntity name indicates a separately managed account (SMA) nested under 'Fund V,' suggesting this vehicle may serve a single investor or co-investment relationship rather than a commingled fund, though no related entities are on file to confirm this pattern.
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0002161546
Entity NameTransom Capital Fund V Lion River SMA, L.P.
Exemption506(b), 3(c)(1)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address100 N Pacific Coast Hwy, Suite 1725, El Segundo, CA 90245
Phone(424) 293-2818
Industry / Fund Type—
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateNovember 5, 2026
Accession Number0002161546-26-000001
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)CA
Amendment CountOriginal filing only
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
RUSSELL ROENICK
Executive Officer, Promoter · EL SEGUNDO, CA
KEN FIRTEL
Executive Officer, Promoter · EL SEGUNDO, CA
Questions About Transom Capital Fund V Lion River SMA, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Transom Capital Fund V Lion River SMA, L.P.?Transom Capital Fund V Lion River SMA, L.P. is an issuer that filed a Form D with the SEC on November 5, 2026. The filing claims 506(b), 3(c)(1).
Is Transom Capital Fund V Lion River SMA, L.P. legit?AltStreet does not rate legitimacy; it reports the public record. Transom Capital Fund V Lion River SMA, L.P. filed a Form D with the SEC on November 5, 2026 claiming 506(b), 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Transom Capital Fund V Lion River SMA, L.P. registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Transom Capital Fund V Lion River SMA, L.P. claimed 506(b), 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Transom Capital Fund V Lion River SMA, L.P. raised?Transom Capital Fund V Lion River SMA, L.P. reported no amount sold as of the Form D filed November 5, 2026.
Who is selling Transom Capital Fund V Lion River SMA, L.P. and how are they paid?The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Where is Transom Capital Fund V Lion River SMA, L.P. located?The issuer's address on its SEC filings is 100 N Pacific Coast Hwy, Suite 1725, El Segundo, CA 90245. Its phone number of record is 424-293-2818. It is organized under the laws of Delaware.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.