Fund family · SEC Form D record
Capstone Income Opportunities funds
Capstone Income Opportunities has 2 vehicles on the SEC Form D record, in 2 numbered generations, filed from 2016 to 2026. The newest is Capstone Income Opportunities III, LLC, first filed May 17, 2022. The adviser of record on Form ADV Schedule D is Capstone Investment Advisors, LLC.
- Vehicles
- 2
- Numbered generations
- 2
- First filing
- 2016
- Latest filing
- May 19, 2026
Adviser of record (Form ADV Schedule D) Capstone Investment Advisors, LLC (CRD 155563)
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund III
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Capstone Income Opportunities III, LLCCIK 1913466 | No change on the last amendment | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund II
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Capstone Income Opportunities II Ltd.CIK 1661391 | No change on the last amendment | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the Capstone Income Opportunities funds
- How many Capstone Income Opportunities funds are there?
- The SEC Form D record shows 2 vehicles in 2 numbered generations, the earliest filed Dec 29, 2016 and the latest filing on May 19, 2026. By generation: Fund III (Capstone Income Opportunities III, LLC, first filed May 17, 2022); Fund II (Capstone Income Opportunities II Ltd., first filed Dec 29, 2016).
- What is the latest Capstone Income Opportunities fund?
- Capstone Income Opportunities III, LLC, which first filed a Form D on May 17, 2022 and last amended it on May 19, 2026. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the Capstone Income Opportunities funds?
- Capstone Investment Advisors, LLC (RIA, CRD 155563), joined from Form ADV Schedule D, where an adviser lists each private fund it advises and the fund's Form D file number.
- How much have the Capstone Income Opportunities funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.