Fund family · SEC Form D record

D E Shaw Alkali Fund funds

D E Shaw Alkali Fund has 4 vehicles on the SEC Form D record, in 4 numbered generations, filed from 2016 to 2024. The newest is D. E. Shaw Alkali Fund VI, L.L.C., first filed Aug 29, 2023.

Vehicles
4
Numbered generations
4
First filing
2016
Latest filing
Aug 23, 2024

Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.

Fund VI

1 vehicle · first filed · latest filing

VehicleSleeveFirst filedLatest filingFiling recordSEC
D. E. Shaw Alkali Fund VI, L.L.C.CIK 1977527Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund V

1 vehicle · first filed · latest filing

VehicleSleeveFirst filedLatest filingFiling recordSEC
D. E. Shaw Alkali Fund V, L.P.CIK 1817598Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund IV

1 vehicle · first filed · latest filing

VehicleSleeveFirst filedLatest filingFiling recordSEC
D. E. Shaw Alkali Fund IV, L.P.CIK 1733706Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund III

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
D. E. Shaw Alkali Fund III, L.P.CIK 1641549Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Questions about the D E Shaw Alkali Fund funds

How many D E Shaw Alkali Fund funds are there?
The SEC Form D record shows 4 vehicles in 4 numbered generations, the earliest filed Mar 15, 2016 and the latest filing on Aug 23, 2024. By generation: Fund VI (D. E. Shaw Alkali Fund VI, L.L.C., first filed Aug 29, 2023); Fund V (D. E. Shaw Alkali Fund V, L.P., first filed Jul 15, 2020); Fund IV (D. E. Shaw Alkali Fund IV, L.P., first filed Mar 15, 2018); Fund III (D. E. Shaw Alkali Fund III, L.P., first filed Mar 15, 2016).
What is the latest D E Shaw Alkali Fund fund?
D. E. Shaw Alkali Fund VI, L.L.C., which first filed a Form D on Aug 29, 2023 and last amended it on Aug 23, 2024. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
Who is the adviser to the D E Shaw Alkali Fund funds?
AltStreet has not joined a Form ADV adviser to this family's Form D filings. The adviser, if any, appears in each fund's offering documents, which a Form D does not include.
How much have the D E Shaw Alkali Fund funds raised?
Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
How does AltStreet group these funds into a family?
By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.