Fund family · SEC Form D record
Empery Tax Efficient funds
Empery Tax Efficient has 3 vehicles on the SEC Form D record, in 2 numbered generations, filed from 2016 to 2026. The newest is Empery Tax Efficient III, LP, first filed Aug 10, 2020.
- Vehicles
- 3
- Numbered generations
- 2
- First filing
- 2016
- Latest filing
- Jul 31, 2026
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund III
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Empery Tax Efficient III, LPCIK 1820053 | Filed within 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund II
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Empery Tax Efficient II LPCIK 1620313 | No change on the last amendment | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Unnumbered
1 vehicle · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| EMPERY TAX EFFICIENT, LPCIK 1597111 | Filed within 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the Empery Tax Efficient funds
- How many Empery Tax Efficient funds are there?
- The SEC Form D record shows 3 vehicles in 2 numbered generations, the earliest filed Jan 7, 2016 and the latest filing on Jul 31, 2026. By generation: Fund III (Empery Tax Efficient III, LP, first filed Aug 10, 2020); Fund II (Empery Tax Efficient II LP, first filed Sep 19, 2016).
- What is the latest Empery Tax Efficient fund?
- Empery Tax Efficient III, LP, which first filed a Form D on Aug 10, 2020 and last amended it on Jul 31, 2026. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the Empery Tax Efficient funds?
- AltStreet has not joined a Form ADV adviser to this family's Form D filings. The adviser, if any, appears in each fund's offering documents, which a Form D does not include.
- How much have the Empery Tax Efficient funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.