Fund family · SEC Form D record
Five Elms funds
Five Elms has 12 vehicles on the SEC Form D record, in 3 numbered generations, filed from 2016 to 2024. The newest is Five Elms VI A, L.P., first filed Aug 17, 2023. The adviser of record on Form ADV Schedule D is Five Elms Capital.
- Vehicles
- 12
- Numbered generations
- 3
- First filing
- 2016
- Latest filing
- Aug 16, 2024
Adviser of record (Form ADV Schedule D) Five Elms Capital (CRD 163548)
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund VI
3 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Five Elms VI A, L.P.CIK 1985402 | Annual amendment overdue | EDGAR | |||
| Five Elms VI Q, L.P.CIK 1985407 | Annual amendment overdue | EDGAR | |||
| Five Elms VI B, L.P.CIK 1985419 | Annual amendment overdue | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund IV
3 vehicles · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Five Elms IV A, L.P.CIK 1772132 | Sold the stated amount | EDGAR | |||
| Five Elms IV B, L.P.CIK 1772137 | Sold the stated amount | EDGAR | |||
| Five Elms IV Q, L.P.CIK 1772150 | Sold the stated amount | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund III
3 vehicles · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Five Elms III Q, L.P.CIK 1679755 | First sale yet to occur | EDGAR | |||
| Five Elms III B, L.P.CIK 1679756 | First sale yet to occur | EDGAR | |||
| Five Elms III A, L.P.CIK 1679757 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Unnumbered
3 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| Five Elms V Q, L.P.CIK 1860680 | Sold the stated amount | EDGAR | |||
| Five Elms V B, L.P.CIK 1860694 | Sold the stated amount | EDGAR | |||
| Five Elms V A, L.P.CIK 1860695 | Sold the stated amount | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the Five Elms funds
- How many Five Elms funds are there?
- The SEC Form D record shows 12 vehicles in 3 numbered generations, the earliest filed Sep 28, 2016 and the latest filing on Aug 16, 2024. By generation: Fund VI (3 vehicles, first filed Aug 17, 2023); Fund IV (3 vehicles, first filed Apr 26, 2019); Fund III (3 vehicles, first filed Sep 28, 2016).
- What is the latest Five Elms fund?
- Five Elms VI A, L.P., which first filed a Form D on Aug 17, 2023 and last amended it on Aug 16, 2024. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the Five Elms funds?
- Five Elms Capital (RIA, CRD 163548), joined from Form ADV Schedule D, where an adviser lists each private fund it advises and the fund's Form D file number.
- How much have the Five Elms funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.