Fund family · SEC Form D record

NorthCoast Mezzanine SBIC funds

NorthCoast Mezzanine SBIC has 2 vehicles on the SEC Form D record, in 2 numbered generations, filed from 2022 to 2025. The newest is NorthCoast Mezzanine SBIC IV, LP, first filed Oct 8, 2025.

Vehicles
2
Numbered generations
2
First filing
2022
Latest filing
Oct 8, 2025

Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.

Fund IV

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
NorthCoast Mezzanine SBIC IV, LPCIK 2089519First sale yet to occurEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund III

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
NorthCoast Mezzanine SBIC III LPCIK 1890895Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Questions about the NorthCoast Mezzanine SBIC funds

How many NorthCoast Mezzanine SBIC funds are there?
The SEC Form D record shows 2 vehicles in 2 numbered generations, the earliest filed Jul 22, 2022 and the latest filing on Oct 8, 2025. By generation: Fund IV (NorthCoast Mezzanine SBIC IV, LP, first filed Oct 8, 2025); Fund III (NorthCoast Mezzanine SBIC III LP, first filed Jul 22, 2022).
What is the latest NorthCoast Mezzanine SBIC fund?
NorthCoast Mezzanine SBIC IV, LP, which first filed a Form D on Oct 8, 2025. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
Who is the adviser to the NorthCoast Mezzanine SBIC funds?
AltStreet has not joined a Form ADV adviser to this family's Form D filings. The adviser, if any, appears in each fund's offering documents, which a Form D does not include.
How much have the NorthCoast Mezzanine SBIC funds raised?
Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
How does AltStreet group these funds into a family?
By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.