Fund family · SEC Form D record
PEAK ROCK CAPITAL FUND funds
PEAK ROCK CAPITAL FUND has 8 vehicles on the SEC Form D record, in 3 numbered generations, filed from 2016 to 2025. The newest is PEAK ROCK CAPITAL FUND IV LP, first filed Nov 16, 2023. The adviser of record on Form ADV Schedule D is Peak Rock Capital LLC.
- Vehicles
- 8
- Numbered generations
- 3
- First filing
- 2016
- Latest filing
- Jan 31, 2025
Adviser of record (Form ADV Schedule D) Peak Rock Capital LLC (CRD 165138)
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund IV
4 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| PEAK ROCK CAPITAL FUND IV LPCIK 1997219 | No amendment after 13 months | EDGAR | |||
| PEAK ROCK CAPITAL FUND IV-A LPCIK 1997223 | A | No amendment after 13 months | EDGAR | ||
| PEAK ROCK CAPITAL FUND IV-C LPCIK 1997224 | C | No amendment after 13 months | EDGAR | ||
| PEAK ROCK CAPITAL FUND IV-R LPCIK 1997997 | R | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund III
2 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| PEAK ROCK CAPITAL FUND III LPCIK 1830335 | Sold the stated amount | EDGAR | |||
| PEAK ROCK CAPITAL FUND III-A LPCIK 1830324 | A | Sold the stated amount | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund II
2 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| PEAK ROCK CAPITAL FUND II-A LPCIK 1689040 | A | No amendment after 13 months | EDGAR | ||
| PEAK ROCK CAPITAL FUND II LPCIK 1689041 | No amendment after 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the PEAK ROCK CAPITAL FUND funds
- How many PEAK ROCK CAPITAL FUND funds are there?
- The SEC Form D record shows 8 vehicles in 3 numbered generations, the earliest filed Dec 23, 2016 and the latest filing on Jan 31, 2025. By generation: Fund IV (4 vehicles, first filed Nov 16, 2023); Fund III (2 vehicles, first filed Nov 2, 2020); Fund II (2 vehicles, first filed Dec 23, 2016).
- What is the latest PEAK ROCK CAPITAL FUND fund?
- PEAK ROCK CAPITAL FUND IV LP, which first filed a Form D on Nov 16, 2023 and last amended it on Jan 31, 2025. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the PEAK ROCK CAPITAL FUND funds?
- Peak Rock Capital LLC (RIA, CRD 165138), joined from Form ADV Schedule D, where an adviser lists each private fund it advises and the fund's Form D file number.
- How much have the PEAK ROCK CAPITAL FUND funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.