Fund family · SEC Form D record
ROC funds
ROC has 9 vehicles on the SEC Form D record, in 8 numbered generations, filed from 2021 to 2026. The newest is ROC SPV XXI LLC, first filed Mar 13, 2023.
- Vehicles
- 9
- Numbered generations
- 8
- First filing
- 2021
- Latest filing
- Sep 15, 2026
Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.
Fund XXI
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC SPV XXI LLCCIK 1967114 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund XX
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC SPV XX LLCCIK 1952199 | No amendment after 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund XIX
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC SPV XIX LLCCIK 1934224 | No amendment after 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund XIV
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC SPV XIV LLCCIK 1876851 | No amendment after 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund IV
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC Holdings SPV IV, LPCIK 2151748 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund III
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC Holdings SPV III, LPCIK 2142302 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund II
1 vehicle · first filed
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC Holdings SPV II, LPCIK 2082735 | Filed within 13 months | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Fund I
2 vehicles · first filed · latest filing
| Vehicle | Sleeve | First filed | Latest filing | Filing record | SEC |
|---|---|---|---|---|---|
| ROC SPV I, L.P.CIK 1912231 | First sale yet to occur | EDGAR | |||
| ROC Holdings SPV I, LPCIK 2003818 | First sale yet to occur | EDGAR |
Sold to date and investors
Unlock in the terminal (Investor)Questions about the ROC funds
- How many ROC funds are there?
- The SEC Form D record shows 9 vehicles in 8 numbered generations, the earliest filed Aug 10, 2021 and the latest filing on Sep 15, 2026. By generation: Fund XXI (ROC SPV XXI LLC, first filed Mar 13, 2023); Fund XX (ROC SPV XX LLC, first filed Nov 3, 2022); Fund XIX (ROC SPV XIX LLC, first filed Jun 24, 2022); Fund XIV (ROC SPV XIV LLC, first filed Aug 10, 2021); Fund IV (ROC Holdings SPV IV, LP, first filed Sep 15, 2026); Fund III (ROC Holdings SPV III, LP, first filed Jun 26, 2026); Fund II (ROC Holdings SPV II, LP, first filed Aug 21, 2025); Fund I (2 vehicles, first filed Jun 23, 2022).
- What is the latest ROC fund?
- ROC SPV XXI LLC, which first filed a Form D on Mar 13, 2023. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
- Who is the adviser to the ROC funds?
- AltStreet has not joined a Form ADV adviser to this family's Form D filings. The adviser, if any, appears in each fund's offering documents, which a Form D does not include.
- How much have the ROC funds raised?
- Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
- How does AltStreet group these funds into a family?
- By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.