Fund family · SEC Form D record

SWS Alternative Investment Fund funds

SWS Alternative Investment Fund has 8 vehicles on the SEC Form D record, in 7 numbered generations, filed from 2021 to 2026. The newest is SWS Alternative Investment Fund VII LLC, first filed Jul 13, 2026. The adviser of record on Form ADV Schedule D is Sws Partners, LLC.

Vehicles
8
Numbered generations
7
First filing
2021
Latest filing
Jul 13, 2026

Adviser of record (Form ADV Schedule D) Sws Partners, LLC (CRD 281838)

Names, dates and status as filed on SEC EDGAR. A Form D is a notice of an exempt offering; the SEC does not review or approve it. Grouped by name; see the last question below.

Fund VII

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund VII LLCCIK 2144111Filed within 13 monthsEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund VI

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund VI LLCCIK 2128679Filed within 13 monthsEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund V

2 vehicles · first filed · latest filing

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund V LLCCIK 1990793No amendment after 13 monthsEDGAR
SWS Alternative Investment Fund V Series BCIK 2049689No amendment after 13 monthsEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund IV

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund IVCIK 1942247Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund III

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund IIICIK 1942231Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund II

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund II LLCCIK 1899111Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Fund I

1 vehicle · first filed

VehicleSleeveFirst filedLatest filingFiling recordSEC
SWS Alternative Investment Fund ICIK 1899160Annual amendment overdueEDGAR

Sold to date and investors

Unlock in the terminal (Investor)

Questions about the SWS Alternative Investment Fund funds

How many SWS Alternative Investment Fund funds are there?
The SEC Form D record shows 8 vehicles in 7 numbered generations, the earliest filed Dec 14, 2021 and the latest filing on Jul 13, 2026. By generation: Fund VII (SWS Alternative Investment Fund VII LLC, first filed Jul 13, 2026); Fund VI (SWS Alternative Investment Fund VI LLC, first filed Apr 10, 2026); Fund V (2 vehicles, first filed Aug 23, 2023); Fund IV (SWS Alternative Investment Fund IV, first filed Aug 12, 2022); Fund III (SWS Alternative Investment Fund III, first filed Aug 12, 2022); Fund II (SWS Alternative Investment Fund II LLC, first filed Dec 14, 2021); Fund I (SWS Alternative Investment Fund I, first filed Jan 3, 2022).
What is the latest SWS Alternative Investment Fund fund?
SWS Alternative Investment Fund VII LLC, which first filed a Form D on Jul 13, 2026. Its own page carries the filed terms, the people named on the form and every filing on EDGAR.
Who is the adviser to the SWS Alternative Investment Fund funds?
Sws Partners, LLC (RIA, CRD 281838), joined from Form ADV Schedule D, where an adviser lists each private fund it advises and the fund's Form D file number.
How much have the SWS Alternative Investment Fund funds raised?
Each vehicle reports an amount sold and an investor count on its latest Form D or amendment, and those figures are on each vehicle's entity page. The totals by generation are in the AltStreet Terminal (Investor), where master and parallel sleeves that report one family-wide figure are counted once.
How does AltStreet group these funds into a family?
By name: the base name minus the fund number, sleeve letters, jurisdiction and legal form, read from each issuer's Form D (lib/edgar/fundFamilies.ts). 'Fund IV' is generation 4; a vehicle whose name carries no number is listed as unnumbered. It is a name-based grouping, not a statement of common control; the filings on each entity page show the related persons as filed.