Issuer directory · September 2023 · page 3

September 2023: issuers 201 to 300 of 701.

IssuerReported soldInvestorsExemptionNewest noticeFilingsPlatform
Surge ECN Partners LP$35.0M65506(b)Sep 29, 20231direct
Canyon OZF Abernethy Lofts L.P.$34.9M42506(b)Sep 19, 20231direct
Polychain Opportunities Fund I LLC - Series CDCX$34.7M43506(b)Sep 12, 20233direct
FPG Huge Tree, LLC$33.3M100506(b)Sep 15, 20232direct
River Financial Corp$32.9M304506(b)Sep 12, 20231direct
TileDB, Inc.$32.8M21506(b)Sep 20, 20231direct
KHP Garnet SPV LP$31.6M11506(b)Sep 29, 20231direct
Seegrid Corp$31.5M2506(b)Sep 21, 20232direct
Hack VF 2022-B Feeder LP$31.3M7506(b)Sep 26, 20232direct
NewEdge Venture Opportunities I, L.P.$30.9M57506(b)Sep 8, 20232iCapital
Lingerfelt Commonwealth Value Fund III, L.P.$30.8M56506(b)Sep 26, 20233direct
Inflection Point Investments CO LTD$30.5M3506(b)Sep 8, 20235direct
BAY POINT LEGAL FUND, LP$29.7M68506(b)Sep 15, 20232direct
TGP Capital Partners III, LLC$29.3M50506(b)Sep 13, 20231direct
Arboretum Partners Co-Investment Fund I, L.P.$29.2M29506(b)Sep 19, 20233direct
Turn Biotechnologies, Inc.$29.1M55506(b)Sep 6, 20231direct
Engaged Capital Co-Invest XVI, LP$29.1M17506(b)Sep 27, 20231direct
TriSpan Loch Ness Investments (UK) LP$28.8M46506(b)Sep 8, 20233direct
PHRONESIS PARTNERS L P$28.1M128506(b)Sep 25, 20239direct
INNVENTURE LLC$28.1M121506(b)Sep 6, 20232direct
MiFiber Holding, LLC$27.8M35506(b)Sep 20, 20231direct
AV Real Estate Fund, LLC$27.7M50506(b)Sep 11, 20236direct
Columbus Hill Opportunities Overseas, L.P.$27.5M2506(b)Sep 29, 20234direct
Alternativ Inc.$27.4M79506(b)Sep 28, 20231direct
Graf Apartments Phase II QOF LLC$26.9M66506(b)Sep 22, 20231direct
Onex Global Special Situations Fund$26.1M46506(b)Sep 8, 20236direct
Post TX I Partners, LLC$26.0M233506(b)Sep 22, 20231direct
Gelt Cherry Street Holdings LLC$26.0M145506(b)Sep 20, 20231direct
GOAT CAPITAL II L.P.$25.9M21506(b)Sep 15, 20232direct
Tosca Mid Cap$25.7M6506(b)Sep 1, 20238direct
Macquarie Multi-Cap Growth Fund, LP$25.6M14506(b)Sep 15, 202310direct
Price Custer Park, L.P.$25.4M103506(b)Sep 25, 20231direct
Ceres Imaging, Inc.$25.3M27506(b)Sep 5, 20231direct
ego death capital LP$25.2M82506(b)Sep 26, 20233direct
Arbor Rose Capital Fund I, LLC$25.2M130506(b)Sep 11, 20231direct
Saddle Brook SG Holdings LLC$25.2M123506(b)Sep 18, 20231direct
Community.com, Inc.$25.0M48506(b)Sep 5, 20231direct
Take Command Insurance Agency, Inc.$25.0M10506(b)Sep 20, 20231direct
Sequoia Capital US/E Venture Partners Fund XVIII, L.P.$24.9M206506(c)Sep 8, 20232direct
Maddix Capital Fund I-B LLC$24.6M25506(b)Sep 21, 20231direct
All Blue Labs, Inc.$24.6M58506(b)Sep 29, 20231direct
Cellectar Biosciences, Inc.$24.5M21506(b)Sep 22, 20231direct
Avatar Growth Capital Fund I Ltd$24.3M24506(b)Sep 14, 20232direct
SELKIRK PHARMA, INC.$24.1M114506(b)Sep 13, 20231direct
Rosemont Equity Investment Fund LP$24.0M1506(b)Sep 26, 20232direct
Third Lake RE Self-Storage Fund II, LP$24.0M8506(b)Sep 28, 20232direct
ConServ Equipment Leasing, LLC$23.9M15506(b)Sep 8, 20232direct
Derby RR OZ LP$23.2M39506(b)Sep 12, 20235direct
Cheyenne Ventures Fund I, L.P.$23.0M34506(b)Sep 26, 20232direct
Highclere International Investors Quality Growth Fund$23.0M15506(b)Sep 22, 20233direct
Revolution Diversified CAV Onshore LP$22.7M3506(b)Sep 22, 20234direct
BAC/JC TECH PARK LLC$21.6M68506(b)Sep 12, 20231direct
Medallion Arts Inc.$21.5M51506(b)Sep 1, 20231direct
FPG Big Tree, LLC$21.3M100506(b)Sep 15, 20231direct
Parliament SBIC Growth Fund, L.P.$20.6M18506(b)Sep 19, 20232direct
BOWEN FALLS CAPITAL, LLC$20.0M26506(b)Sep 14, 20231direct
Greywolf Opportunities QPA Offshore Fund II LP$20.0M1506(b)Sep 28, 20232direct
200 BROADWAY INVESTORS LLC$19.9M44506(b)Sep 28, 20233direct
Dimensional Energy, Inc.$19.7M38506(b)Sep 11, 20231direct
Harmonya, Inc.$19.6M10506(b)Sep 13, 20231direct
BDP Special Situations Fund I, LLC$19.3M282506(b)Sep 13, 20233direct
BDP Southlake DST$19.2M60506(c)Sep 15, 20234direct
MG Brix 325 Investments 1 L.P.$19.2M10506(b)Sep 21, 20231direct
MG Brix 325 Investments 2 L.P.$19.2M10506(b)Sep 21, 20231direct
Mairs & Power Ventures Fund I, LP$19.2M58506(b)Sep 7, 20233direct
Waypoint Private Access Fund L.P.$19.1M43506(b)Sep 29, 20231direct
Infinity Ventures C1 (DE), L.P.$18.9M50506(b)Sep 1, 20231direct
iCapital Vintage VI Access Fund (International), L.P.$18.7M55506(b)Sep 7, 20232iCapital
Kress OZB LLC$18.6M14506(b)Sep 11, 20235direct
LM Logistics Pointe Coinvestment, LLC$18.5M41506(b)Sep 22, 20231direct
DPEG BTR Anserra, LP$18.5M169506(b)Sep 7, 20231direct
CP Hollow, LP$18.3M50506(b)Sep 15, 20231direct
CiDRA Holdings LLC$18.1M15506(b)Sep 13, 20231direct
HH Short Term Liquidity Fund, L.P.$18.0M2506(b)Sep 14, 20234direct
Ancora Impact Fund LP - Series Q$17.9M94506(b)Sep 21, 20234direct
TDO Enterprises, LLC$17.8M47506(b)Sep 6, 20231direct
Synvitrobio, Inc.$17.6M16506(b)Sep 22, 20231direct
Lavaca Capital Partners I, LP$16.9M25506(b)Sep 1, 20235direct
Starboard Leaders Select Offshore Fund LP$16.7M39506(b)Sep 8, 20238direct
Guidelight Health, Inc.$16.4M15506(b)Sep 8, 20232direct
FourWorld SPV II, LLC$16.3M24506(b)Sep 22, 20237direct
ArcTern Ventures Fund III (NR) LP$16.1M4506(b)Sep 21, 20232direct
Fin Mile Logistics, Inc.$15.9M25506(b)Sep 15, 20231direct
Lone Wolf I, LP$15.4M18506(b)Sep 13, 20231direct
iCapital-CD&R XII (International) Access Fund, L.P.$15.4M55506(b)Sep 27, 20231iCapital
Catalyst OrthoScience Inc$15.4M81506(b)Sep 7, 20231direct
Ancora Impact Fund SPC Ltd. - Segregated Portfolio I$15.4M12506(b)Sep 21, 20234direct
AEROFLEXX, LLC$15.2M8506(b)Sep 21, 20232direct
K1X, Inc.$15.0M10506(b)Sep 27, 20231direct
Revel Systems, Inc.$14.8M75506(b)Sep 13, 20236direct
Hero Journey Club Inc.$14.6M5506(b)Sep 25, 20232direct
Needed PBC$14.6M22506(b)Sep 15, 20231direct
Paladin Digital Biology Fund, L.P.$14.6M13506(b)Sep 6, 20231direct
Wadsworth NC Investors LP$14.4M139506(c)Sep 18, 20234direct
Ancora Impact Fund LP - Series M$14.4M100506(b)Sep 21, 20235direct
Ancora Impact Fund SPC Ltd. - Segregated Portfolio G$13.9M10506(b)Sep 21, 20234direct
4PF Rural COZ Fund V, LLC$13.9M45506(b)Sep 18, 20232direct
Gro Value-Add Multifamily Income Fund, LLC$13.7M102506(c)Sep 11, 20231direct
Wild Things Snacks, Inc.$13.7M76506(b)Sep 7, 20233direct
HELI DESTINATIONS 2, LLC$13.5M35506(b)Sep 12, 20231direct