Tosca Mid Cap

Tosca Mid Cap is a Cayman Islands entity that first filed a Form D on September 10, 2014 and most recently amended it on September 1, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Tosca Mid Cap reported $25,697,297 sold from 6 investors in an offering of indefinite size as of the Form D filed September 1, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Toscafund Asset Management Llp, 7th Floor, 90 Long Acre, London, United Kingdom WC2E 9RA.