OASIS Term Liquidity Fund LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$1.2B
Investors
49
Min Invest
$500,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
OASIS Term Liquidity Fund LLC is a Delaware limited liability company that first filed a Form D on September 24, 2020 and most recently amended it on September 26, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. OASIS Term Liquidity Fund LLC reported $1,224,670,680 sold from 49 investors in an offering of indefinite size as of the Form D filed September 26, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Oasis Investment Strategies LLC, 222 S. Riverside Plaza, Suite 1200, Chicago, IL 60606.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing September 26, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-09-26: 1 related person added and 2 removed against the filing of 2020-09-24; 7 now listed. The names are in the Terminal feed.
James Gabriele
Executive Officer, Director · Chicago, IL
Chief Executive Officer, Manager and Director
Eric G. Gurdian
Executive Officer, Director · Chicago, IL
Chief Financial Officer, Manager and Director
Amar U. Shah
Director · Chicago, IL
Manager and Director
Mark U. Clements
Executive Officer · Chicago, IL
Chief Investment Officer
Edward U. Keiley
Executive Officer · Chicago, IL
Chief Compliance Officer
David U. Reyna
Executive Officer · Chicago, IL
Chief Risk Officer
Colleen M. Roberts
Executive Officer · Chicago, IL
Chief Operating Officer
Questions About OASIS Term Liquidity Fund LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is OASIS Term Liquidity Fund LLC?
OASIS Term Liquidity Fund LLC is a Delaware limited liability company that filed a Form D with the SEC on September 26, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is OASIS Term Liquidity Fund LLC legit?
AltStreet does not rate legitimacy; it reports the public record. OASIS Term Liquidity Fund LLC filed a Form D with the SEC on September 26, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,224,670,680 sold to 49 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is OASIS Term Liquidity Fund LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that OASIS Term Liquidity Fund LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has OASIS Term Liquidity Fund LLC raised?
OASIS Term Liquidity Fund LLC reported $1,224,670,680 sold from 49 investors in an offering of indefinite size as of the Form D filed September 26, 2023.
Who can invest in OASIS Term Liquidity Fund LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.
What is the minimum investment in OASIS Term Liquidity Fund LLC?
The Form D lists $500,000 as the minimum investment accepted from any outside investor as of September 26, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling OASIS Term Liquidity Fund LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind OASIS Term Liquidity Fund LLC?
The Form D lists 7 related persons: James Gabriele, executive officer, director (Chief Executive Officer, Manager and Director); Eric G. Gurdian, executive officer, director (Chief Financial Officer, Manager and Director); Amar U. Shah, director (Manager and Director); Mark U. Clements, executive officer (Chief Investment Officer); Edward U. Keiley, executive officer (Chief Compliance Officer); David U. Reyna, executive officer (Chief Risk Officer); Colleen M. Roberts, executive officer (Chief Operating Officer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is OASIS Term Liquidity Fund LLC located?
The issuer's address on its SEC filings is C/O Oasis Investment Strategies LLC, 222 S. Riverside Plaza, Suite 1200, Chicago, IL 60606. Its phone number of record is 312-373-5000. It is organized under the laws of Delaware.
How long is the OASIS Term Liquidity Fund LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is OASIS Term Liquidity Fund LLC?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.