Critical · 7d
35
bankruptcy, non-reliance, control, auditor, enforcement, $1B raises
Warning · 7d
66
Watch · 7d
556
Form D
1,735
events · 7d
Reg CF
23
events · 7d
Reg A
36
events · 7d
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Stream · 100 rows · latest 2026-10-09
| Date | Sev | Family | Event | Entity | Form | |
|---|---|---|---|---|---|---|
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI Europe, SCSp | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Princeton Equity Partners III, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Princeton Equity Partners III-A, LP | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-B, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Blackstone Private Equity Strategies Fund L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-C, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-C, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Spectrum Equity XI-A, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | MCCARTHY INVESTMENT COMPANY, LLC | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI Offshore, L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | StepStone Secondary Opportunities Fund VI, L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-A, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Princeton Equity Partners III-A, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Blackstone Private Equity Strategies Fund (TE) L.P. | D/A ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Spectrum Equity XI-B, L.P. | D ↗ | |
| 2026-10-09 | critical | Form D | New Form D filer | Princeton Equity Partners III, LP | D ↗ | |
| 2026-10-09 | critical | Form D | Large raise | Diffusion ONE, LP | D/A ↗ | |
| 2026-10-09 | critical | Enforcement | SEC litigation release | William Sarris and Joseph Endoso | LR-26672 ↗ | |
| 2026-10-09 | critical | Enforcement | SEC litigation release | Jeremiah Silkowski and SQN Capital Management LLC | LR-26671 ↗ | |
| 2026-10-09 | critical | Enforcement | SEC administrative proceeding | Jefferies LLC | 34-106641 ↗ | |
| 2026-10-08 | critical | Reg A | Bankruptcy or receivership (1-U Item 2) | American Hospitality Properties REIT, Inc. | 1-U ↗ | |
| 2026-10-08 | critical | Form D | Large raise | Aphias Capital Fund I, L.P. | D/A ↗ | |
| 2026-10-08 | critical | Reg A | Bankruptcy or receivership (1-U Item 2) | American Hospitality Properties REIT II, Inc. | 1-U ↗ | |
| 2026-10-08 | critical | Form D | Large raise | Aphias Capital Fund I-A, L.P. | D/A ↗ | |
| 2026-10-08 | critical | Enforcement | SEC litigation release | Francis Biller; Raymond Dove; Chester Alvarez; Troy Gran-Brooks; Justin Plaizier; Shredderz International Corp.; Edward Clarke; Lia Patricia Sepulveda Salazar; and Edward Lopez Giraldo | LR-26670 ↗ | |
| 2026-10-08 | critical | Enforcement | SEC litigation release | Darren J. Caris and Caris Investment Partners, Inc. | LR-26669 ↗ | |
| 2026-10-08 | critical | Enforcement | SEC administrative proceeding | Carlos Lopez, CPA | 34-106633 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Robert D. Welsh and Caedrynn E. Conner | LR-26668 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Kalder Inc. and Gökçe Güven | LR-26667 ↗ | |
| 2026-10-07 | critical | Enforcement | SEC litigation release | Himanshu Jindal a/k/a Manish Jindal | LR-26665 ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/B LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/A LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/C LP | D/A ↗ | |
| 2026-10-06 | critical | Form D | Large raise | GTCR Fund XV/D SCSp | D/A ↗ | |
| 2026-10-06 | critical | Enforcement | SEC litigation release | Stephen Kenneth Leech | LR-26666 ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Coatue Innovative Strategies Fund iCapital Offshore Access Fund SPC | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III-B SCSp | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Disruptive Flagship Reservation Fund, LP | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III SCSp | D/A ↗ | |
| 2026-10-05 | critical | Form D | Large raise | Advent Global Technology III-A SCSp | D/A ↗ | |
| 2026-10-02 | warning | Reg A | Auditor change (1-U Item 4) | AtomBeam Technologies Inc. | 1-U ↗ | |
| 2026-10-02 | critical | Enforcement | SEC litigation release | David Reichman et al. | LR-26664 ↗ | |
| 2026-10-02 | critical | Enforcement | SEC administrative proceeding | CityVest Capital Inc., CV Manager LLC, and Alan P. Donenfeld | IA-7021 ↗ | |
| 2026-10-02 | critical | Enforcement | SEC administrative proceeding | J.P. Morgan Securities LLC And JPMorgan Chase Bank, N.A. | 34-106569 ↗ | |
| 2026-10-01 | critical | Form D | Large raise | EVERVIEW PARTNERS REAL ESTATE FUND A, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | Oaktree Special Situations Fund IV, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | LS Power Fund VI Feeder 1, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | Ares Core Infrastructure Fund | D/A ↗ | |
| 2026-10-01 | critical | Form D | Large raise | EVERVIEW PARTNERS REAL ESTATE FUND B, L.P. | D/A ↗ | |
| 2026-10-01 | critical | Enforcement | SEC litigation release | Thomas J. Moore, III | LR-26663 ↗ | |
| 2026-10-01 | critical | Enforcement | SEC administrative proceeding | Latch, Inc. | 33-11450 ↗ | |
| 2026-09-30 | critical | Form D | Large raise | PGIF V USD Feeder (Luxembourg) SCSp | D/A ↗ | |
| 2026-09-30 | critical | Form D | Large raise | Hudson Bay International Fund Ltd. | D/A ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Mukesh Asudani | LR-26662 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Robert Bernardi and Sunil Chandra | LR-26661 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Trevon Brown, Craig Grant, and Michael Noble | LR-26660 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Owen E.H. Meyer and Meyer Global Management LLC | LR-26659 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Christopher Kenji Dinelli a/k/a Kenji Dinelli and Jacob David Frankel a/k/a Kobi Frankel | LR-26658 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Travel + Leisure Co. | LR-26657 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC litigation release | Lamar D. Fletcher | LR-26656 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Eagle Bancorp, Inc. | 34-106555 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Trevon Brown | 34-106553 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Anthony Tyler Williams | 34-106544 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Michael Talento | 34-106543 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Michael Levi Peters | 34-106542 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Lewis Neal | 34-106541 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Jordan Morgan | 34-106540 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Tyler MacKechnie | 34-106539 ↗ | |
| 2026-09-30 | critical | Enforcement | SEC administrative proceeding | Quillan Black | 34-106538 ↗ | |
| 2026-09-29 | critical | Form D | Large raise | Merah Saga Holdings LP | D ↗ | |
| 2026-09-29 | critical | Form D | Large raise | Apollo Asset-Backed Finance Fund, L.P. | D/A ↗ | |
| 2026-09-29 | critical | Form D | New Form D filer | Merah Saga Holdings LP | D ↗ | |
| 2026-09-29 | critical | Reg A | Non-reliance on financials (1-U Item 5) | Robert Ventures Holdings LLC | 1-U/A ↗ | |
| 2026-09-29 | critical | Form D | Large raise | Apollo Asset-Backed Finance Overseas Fund, L.P. | D/A ↗ | |
| 2026-09-29 | critical | Enforcement | SEC litigation release | Timothy E. Alatorre, Rhonda D. Stevenson, and Above: Space Development Corporation f/k/a Orbital Assembly Corporation | LR-26655 ↗ | |
| 2026-09-29 | critical | Enforcement | SEC litigation release | Cryptoaiml Ltd.; Cryptoaiml Capital Foundation; TSAI Pro Ltd.; TSAI Capital Foundation | LR-26654 ↗ | |
| 2026-09-29 | critical | Enforcement | SEC litigation release | Chris Farrant | LR-26653 ↗ | |
| 2026-09-29 | critical | Enforcement | SEC litigation release | Cheryl R. Kramer | LR-26652 ↗ | |
| 2026-09-29 | critical | Enforcement | SEC administrative proceeding | Brian D. Yarch | 34-106519 ↗ | |
| 2026-09-28 | critical | Form D | Large raise | ARES PRIVATE EQUITY SECONDARIES I LP | D/A ↗ | |
| 2026-09-28 | critical | Form D | Large raise | ARES PRIVATE EQUITY SECONDARIES I OFFSHORE LP | D/A ↗ | |
| 2026-09-28 | critical | Enforcement | SEC litigation release | Jacob Garfinkel; 5G Funding LLC; Five G Funding LLC | LR-26651 ↗ | |
| 2026-09-28 | critical | Enforcement | SEC litigation release | Fan “Jocelyn” Yang; Jing Tian; Zijun Zhang; Shuchen Zhu; Chong Zhang; and Hanxiong Bo | LR-26650 ↗ | |
| 2026-09-28 | critical | Enforcement | SEC litigation release | Lloyd Anderson Wilson, C.P.A. | LR-26649 ↗ | |
| 2026-09-28 | critical | Enforcement | SEC administrative proceeding | Zoe Financial, Inc. | IA-7019 ↗ | |
| 2026-09-28 | critical | Enforcement | SEC administrative proceeding | Miller Energy Resources, Inc. Boyd, Paul W., CPA Hall, David M. Vogt, Carlton W., III, CPA | 34-106514 ↗ | |
| 2026-09-28 | critical | Enforcement | SEC administrative proceeding | CBIZ, Inc. | 33-11441 ↗ | |
| 2026-09-25 | critical | Form D | Large raise | KKR Opportunities (EEA) Fund III SCSp | D/A ↗ | |
| 2026-09-25 | critical | Form D | Large raise | Avantyr Partners Onshore, LP | D/A ↗ | |
| 2026-09-25 | critical | Form D | Large raise | Blackstone European Senior Direct Lending Feeder SICAV-RAIF SCSp-IL | D/A ↗ | |
| 2026-09-25 | critical | Enforcement | SEC litigation release | Kristopher A. Lunsford; AKL Transport LLC; Southern Truck Leasing LLC | LR-26648 ↗ | |
| 2026-09-25 | critical | Enforcement | SEC administrative proceeding | Fifth Street Management, LLC | 34-106504 ↗ | |
| 2026-09-25 | critical | Enforcement | SEC administrative proceeding | Vincent Ayar | 34-106501 ↗ | |
| 2026-09-25 | critical | Enforcement | SEC administrative proceeding | Venar Ayar | 34-106500 ↗ | |
| 2026-09-25 | critical | Enforcement | SEC administrative proceeding | Johnathan Denha | 34-106499 ↗ | |
| 2026-09-25 | critical | Enforcement | SEC administrative proceeding | Fiat Chrysler Automobiles N.V. | 34-106497 ↗ | |
| 2026-09-24 | critical | Form D | Large raise | ExodusPoint Partners International Fund, Ltd | D/A ↗ | |
| 2026-09-24 | critical | Enforcement | SEC litigation release | Manish Lachwani | LR-26647 ↗ | |
| 2026-09-24 | critical | Enforcement | SEC administrative proceeding | Keith R. Gebert | IA-7018 ↗ | |
| 2026-09-23 | warning | Reg A | Change in control (1-U Item 6) | Almco Plumbing Inc | 1-U ↗ |
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Events are AltStreet's reading of consecutive filings on EDGAR and of the regulators' own listings. A Form D marks a raise already live; severity is descriptive, not a rating. Not investment advice.
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