Prospect Floating Rate & Alternative Income Fund, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form N-PORT; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$10M
Investors
1
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Prospect Floating Rate & Alternative Income Fund, Inc. is an entity organized in Maryland that first filed a Form D on December 30, 2024 and most recently amended it on September 18, 2026. The offering claims Investment Company Act of 1940 (registered fund). Prospect Floating Rate & Alternative Income Fund, Inc. reported $10,000,000 sold from 1 investor as of the Form D filed September 18, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 10 East 40th Street, 42nd Floor, New York, NY 10016.
EDGAR Filing Data
Form N-PORT — Primary Source
View on SEC.govFund Filings
Tender-offer fund (811-22571,333-274497). Figures are the fund's own from Forms N-PORT and N-CEN and its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. All registered funds AltStreet tracks.
- Latest repurchase offer
- SC TO-I filed Sep 18, 2026
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first (15 of 23). Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Feb 2, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Latest event New filer · Feb 2, 2024
SEC.govInvestor
- The dated record: 44 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 filing event with values and deltas, latest 2024-02-02, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Grier Michael Eliasek
Executive Officer, Director · New York City, NY
Kristin Michael Van Dask
Executive Officer · New York City, NY
Eugene Michael Stark
Director · New York City, NY
William Michael Gremp
Director · New York City, NY
Andrew Michael Cooper
Director · New York City, NY
Questions About Prospect Floating Rate & Alternative Income Fund, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Prospect Floating Rate & Alternative Income Fund, Inc.?
Prospect Floating Rate & Alternative Income Fund, Inc. is an issuer that filed a Form D with the SEC on September 18, 2026. The filing claims Investment Company Act of 1940 (registered fund).
Is Prospect Floating Rate & Alternative Income Fund, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Prospect Floating Rate & Alternative Income Fund, Inc. filed a Form D with the SEC on September 18, 2026 claiming Investment Company Act of 1940 (registered fund). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $10,000,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Prospect Floating Rate & Alternative Income Fund, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Prospect Floating Rate & Alternative Income Fund, Inc. claimed Investment Company Act of 1940 (registered fund) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Prospect Floating Rate & Alternative Income Fund, Inc. raised?
Prospect Floating Rate & Alternative Income Fund, Inc. reported $10,000,000 sold from 1 investor as of the Form D filed September 18, 2026.
Who is selling Prospect Floating Rate & Alternative Income Fund, Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Prospect Floating Rate & Alternative Income Fund, Inc.?
The Form D lists 5 related persons: Grier Michael Eliasek, executive officer, director; Kristin Michael Van Dask, executive officer; Eugene Michael Stark, director; William Michael Gremp, director; Andrew Michael Cooper, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Prospect Floating Rate & Alternative Income Fund, Inc. located?
The issuer's address on its SEC filings is 10 East 40th Street, 42nd Floor, New York, NY 10016. Its phone number of record is 212-448-0702. It is organized under the laws of Maryland.
How long is the Prospect Floating Rate & Alternative Income Fund, Inc. offering open?
An issuer must amend its Form D annually while a continuing offering stays open; 7 amendments are on record for this CIK.
Is this your company or fund?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.