NexPoint Capital, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$10M
Investors
2
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
NexPoint Capital, Inc. is a Delaware corporation organized in 2013 that filed a Form D with the SEC on October 24, 2014 in the Investing industry group. The offering claims Rule 506(b) and covers equity. NexPoint Capital, Inc. reported $9,999,977 sold from 2 investors of a $9,999,977 total offering as of the Form D filed October 24, 2014. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 300 Crescent Court, Suite 700, Dallas, TX 75201.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFund Filings
Business development company (814-01074). Figures are the fund's own from Forms N-PORT and N-CEN and its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. All registered funds AltStreet tracks.
- Latest repurchase offer
- SC TO-I filed Aug 21, 2026: 1% of outstanding shares
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
0
none on file
Investor
- The dated record: 11 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
John Honis
Director · Dallas, TX
Ethan Powell
Director · Dallas, TX
Bob Froehlich
Director · Dallas, TX
Timothy K. Hui
Director · Dallas, TX
Terrence O. Jones
Director · Dallas, TX
Bryan A. Ward
Director · Dallas, TX
James A. Dondero
Executive Officer, Promoter · Dallas, TX
Brian A. Mitts
Executive Officer, Promoter · Dallas, TX
Dustin A. Norris
Executive Officer · Dallas, TX
Questions About NexPoint Capital, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is NexPoint Capital, Inc.?
NexPoint Capital, Inc. is a Delaware corporation organized in 2013 that filed a Form D with the SEC on October 24, 2014 in the Investing industry group. The filing claims Rule 506(b) for an offering of equity.
Is NexPoint Capital, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. NexPoint Capital, Inc. filed a Form D with the SEC on October 24, 2014 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,999,977 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is NexPoint Capital, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that NexPoint Capital, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has NexPoint Capital, Inc. raised?
NexPoint Capital, Inc. reported $9,999,977 sold from 2 investors of a $9,999,977 total offering as of the Form D filed October 24, 2014.
Who can invest in NexPoint Capital, Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in NexPoint Capital, Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling NexPoint Capital, Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind NexPoint Capital, Inc.?
The Form D lists 9 related persons: John Honis, director; Ethan Powell, director; Bob Froehlich, director; Timothy K. Hui, director; Terrence O. Jones, director; Bryan A. Ward, director; James A. Dondero, executive officer, promoter; Brian A. Mitts, executive officer, promoter, and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is NexPoint Capital, Inc. located?
The issuer's address on its SEC filings is 300 Crescent Court, Suite 700, Dallas, TX 75201. Its phone number of record is (972) 628-4100. It is organized under the laws of Delaware.
How long is the NexPoint Capital, Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is NexPoint Capital, Inc.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.