Raised
$4M
Investors
12
Min Invest
None stated
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AltStreet Analysis
·Generated from EDGAR primary sources
Royalty Exchange, Inc., a North Carolina corporation, filed an amended Form D on 2014-10-16 reporting $1.2M raised from 12 investors under Rule 506(b). The entity operates in the alternative investment space with equity securities, led by Executive Officers Sean Peace and Reggie Calloway alongside Directors Josh Borg and Don Rainey. No parent platform or related entities are currently matched in the AltStreet database.
This 506(b) equity offering reflects an early-stage alternative investment structure, typical of private placements relying on pre-existing relationships rather than general solicitation. The average investment of approximately $100K per investor suggests accredited individual or small institutional participation common in emerging alternative platforms.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Capital Raise Timeline
4 Form D filings from Jul 10, 2013 to Feb 9, 2015, the latest a D.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
0
none on file
Investor
- The dated record: 33 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2015-02-09: 1 related person added and 4 removed against the filing of 2014-10-16; 1 now listed. The names are in the Terminal feed.
Sean Peace
Executive Officer, Director · Raleigh, NC
Reggie Calloway
Executive Officer · Raleigh, NC
Josh Borg
Director · Raleigh, NC
Don Rainey
Director · Raleigh, NC
Questions About Royalty Exchange, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Royalty Exchange, Inc.?
Royalty Exchange, Inc. is a North Carolina corporation organized in 2011 that filed a Form D with the SEC on February 9, 2015 in the Other industry group. The filing claims Rule 506(c). AltStreet links the issuer to Royalty Exchange.
Is Royalty Exchange, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Royalty Exchange, Inc. filed a Form D with the SEC on February 9, 2015 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,542,141 sold to 13 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Royalty Exchange, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Royalty Exchange, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Royalty Exchange, Inc. claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Royalty Exchange, Inc. raised?
Royalty Exchange, Inc. reported $3,542,141 sold from 13 investors of a $242,500 total offering as of the Form D filed February 9, 2015.
Who can invest in Royalty Exchange, Inc.?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Royalty Exchange, Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Royalty Exchange, Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Royalty Exchange, Inc.?
The Form D lists 1 related person: Royalty X Holdings, LLC, promoter (The Royalty Exchange, Inc. is issuer of asset backed securities in Royalty X Holdings, LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Royalty Exchange, Inc. located?
The issuer's address on its SEC filings is 101 J Morris Commons Lane #135, Morrisville, NC 27560. Its phone number of record is 919-848-0445. It is organized under the laws of North Carolina.
How long is the Royalty Exchange, Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is Royalty Exchange, Inc.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.