NI ADVISORS
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form Funding Portal / X-17A-5; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
NI ADVISORS is an entity organized in California that first filed a Form D on September 22, 2016 and most recently amended it on November 3, 2026. The offering claims Broker-dealer (Exchange Act Rule 17a-5). NI ADVISORS reported no amount sold as of the Form D filed November 3, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1138 Cadillac Court, Milpitas, CA 95035.
EDGAR Filing Data
Form Funding Portal / X-17A-5 — Primary Source
View on SEC.govBroker-dealer
3 intermediary filings on record- Annual audit
- Form X-17A-5/A filed Nov 3, 2026 for the year to Jun 30, 2026, audited by LMHS, P.C. - Certified Public Accountants and Advisors (Norwell, MA)X-17A-5/A
- Material weakness
- None reported on the cover
- Registrant type
- Broker-dealer
As stated by the registrant in its own SEC filings; AltStreet reads the forms and adds nothing.
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
12
latest Nov 3, 2026
Critical / warning
0 / 0
0 watch · 12 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
0
none on file
Latest event Bd annual audit · Nov 3, 2026
SEC.govInvestor
- 12 filing events with values and deltas, latest 2026-11-03, and alerts on the next one
Pro
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Questions About NI ADVISORS
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is NI ADVISORS?
NI ADVISORS is an issuer that filed a Form D with the SEC on November 3, 2026. The filing claims Broker-dealer (Exchange Act Rule 17a-5).
Is NI ADVISORS legit?
AltStreet does not rate legitimacy; it reports the public record. NI ADVISORS filed a Form D with the SEC on November 3, 2026 claiming Broker-dealer (Exchange Act Rule 17a-5). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is NI ADVISORS registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that NI ADVISORS claimed Broker-dealer (Exchange Act Rule 17a-5) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has NI ADVISORS raised?
NI ADVISORS reported no amount sold as of the Form D filed November 3, 2026.
Who is selling NI ADVISORS and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Where is NI ADVISORS located?
The issuer's address on its SEC filings is 1138 Cadillac Court, Milpitas, CA 95035. Its phone number of record is 510 306-7777. It is organized under the laws of California.
How long is the NI ADVISORS offering open?
An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.