SEC filing record
Primary Source · SEC.gov

JCC CAPITAL MARKETS, LLC

2017 vintageBroker-dealer (Exchange Act Rule 17a-5)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form Funding Portal / X-17A-5; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalBroker-dealer annual auditForm X-17A-5 · 2026-11-02Last filing 2026-11-02

Raised

Pre-open

Investors

—

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

JCC CAPITAL MARKETS, LLC is an entity organized in Texas that filed a Form D with the SEC on November 2, 2026. The offering claims Broker-dealer (Exchange Act Rule 17a-5). JCC CAPITAL MARKETS, LLC reported no amount sold as of the Form D filed November 2, 2026. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 30011 Ivy Glenn Dr, #220, Laguna Niguel, CA 92677.

EDGAR Filing Data

Form Funding Portal / X-17A-5 — Primary Source

View on SEC.gov
CIK Number0001429012
Entity NameJCC CAPITAL MARKETS, LLC
ExemptionBroker-dealer (Exchange Act Rule 17a-5)
Entity Type—
Jurisdiction of OrganizationTexas
Issuer Address30011 Ivy Glenn Dr, #220, Laguna Niguel, CA 92677
Phone(949) 485-1209
Former NamesJCC ADVISORS, LLC (until February 28, 2020); PIVOTAL CAPITAL SOLUTIONS LLC (until February 29, 2012)
Industry / Fund Type—
Securities Type—
First Sale Date—
Filing DateNovember 2, 2026
Accession Number0001429012-26-000005
Total Offering Amount—
Total Amount Sold—
Total Investors—
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)CA
Amendment Count10 filings on record

Broker-dealer

2 intermediary filings on record
Annual audit
Form X-17A-5 filed Nov 2, 2026 for the year to Dec 31, 2024, audited by LMHS, PC (Norwell, MA)X-17A-5
Material weakness
None reported on the cover
Registrant type
Broker-dealer

As stated by the registrant in its own SEC filings; AltStreet reads the forms and adds nothing.

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

10

latest Nov 2, 2026

Critical / warning

0 / 0

0 watch · 10 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

0

none on file

Latest event Bd annual audit · Nov 2, 2026

SEC.gov
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Questions About JCC CAPITAL MARKETS, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is JCC CAPITAL MARKETS, LLC?

JCC CAPITAL MARKETS, LLC is an issuer that filed a Form D with the SEC on November 2, 2026. The filing claims Broker-dealer (Exchange Act Rule 17a-5).

Is JCC CAPITAL MARKETS, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. JCC CAPITAL MARKETS, LLC filed a Form D with the SEC on November 2, 2026 claiming Broker-dealer (Exchange Act Rule 17a-5). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is JCC CAPITAL MARKETS, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that JCC CAPITAL MARKETS, LLC claimed Broker-dealer (Exchange Act Rule 17a-5) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has JCC CAPITAL MARKETS, LLC raised?

JCC CAPITAL MARKETS, LLC reported no amount sold as of the Form D filed November 2, 2026.

Who is selling JCC CAPITAL MARKETS, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is JCC CAPITAL MARKETS, LLC located?

The issuer's address on its SEC filings is 30011 Ivy Glenn Dr, #220, Laguna Niguel, CA 92677. Its phone number of record is 949-485-1209. It is organized under the laws of Texas.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.