Taurus Mining Finance Fund LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$145M
Investors
10
Min Invest
$1,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Taurus Mining Finance Fund LLC is a Delaware limited liability company organized in 2014 that first filed a Form D on October 9, 2014 and most recently amended it on October 11, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Taurus Mining Finance Fund LLC reported $144,545,294 sold from 10 investors of a $1,000,000,000 total offering as of the Form D filed October 11, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names M.D. Sass Securities LLC (CRD 139760), associated with None as the recipient of sales compensation soliciting in KY. Sales commissions are reported as $0 and finders' fees as $113,750. Form D allows these to be estimates. The issuer's address of record is C/O Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing October 11, 2017
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Fund family Part of the Taurus Mining Finance Fund family: 5 vehicles across 2 generations · adviser of record Taurus Funds Management · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Taurus Funds Management Pty Limited
Executive Officer · Sydney, C3
Investment Manager of the Issuer
Gordon Thomas Galt
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Michael Neil Macgregor Davies
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Rohan Krishna Menon
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Phillip Matthew Sivin
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Stephen Jon Darke
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Hugh Roy Lamle
Director · Sydney, C3
Director of the Investment Manager of the Issuer
Andrew Neil Joseph Sampson
Executive Officer · Sydney, C3
Company Secretary of the Investment Manager of the Issuer
Neil Joseph Taurus Mining Finance Fund GP Ltd
Executive Officer · Sydney, C3
Managing Member of the Issuer
Ryan Kenneth Schroeder
Director · Grand Cayman, E9
Director of the Managing Member of the Issuer
Neil Colin Gray
Director · Grand Cayman, E9
Director of the Managing Member of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
M.D. Sass Securities LLCCRD 139760 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in KY
Questions About Taurus Mining Finance Fund LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Taurus Mining Finance Fund LLC?
Taurus Mining Finance Fund LLC is a Delaware limited liability company organized in 2014 that filed a Form D with the SEC on October 11, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Taurus Mining Finance Fund LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Taurus Mining Finance Fund LLC filed a Form D with the SEC on October 11, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $144,545,294 sold to 10 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Taurus Mining Finance Fund LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Taurus Mining Finance Fund LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Taurus Mining Finance Fund LLC raised?
Taurus Mining Finance Fund LLC reported $144,545,294 sold from 10 investors of a $1,000,000,000 total offering as of the Form D filed October 11, 2017.
Who can invest in Taurus Mining Finance Fund LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.
What is the minimum investment in Taurus Mining Finance Fund LLC?
The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of October 11, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Taurus Mining Finance Fund LLC and how are they paid?
The Form D names M.D. Sass Securities LLC (CRD 139760), associated with None as the recipient of sales compensation soliciting in KY. Sales commissions are reported as $0 and finders' fees as $113,750. Form D allows these to be estimates.
Who is behind Taurus Mining Finance Fund LLC?
The Form D lists 11 related persons: Taurus Funds Management Pty Limited, executive officer (Investment Manager of the Issuer); Gordon Thomas Galt, director (Director of the Investment Manager of the Issuer); Michael Neil Macgregor Davies, director (Director of the Investment Manager of the Issuer); Rohan Krishna Menon, director (Director of the Investment Manager of the Issuer); Phillip Matthew Sivin, director (Director of the Investment Manager of the Issuer); Stephen Jon Darke, director (Director of the Investment Manager of the Issuer); Hugh Roy Lamle, director (Director of the Investment Manager of the Issuer); Andrew Neil Joseph Sampson, executive officer (Company Secretary of the Investment Manager of the Issuer), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Taurus Mining Finance Fund LLC located?
The issuer's address on its SEC filings is C/O Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808. Its phone number of record is 612-8314-5507. It is organized under the laws of Delaware.
How long is the Taurus Mining Finance Fund LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is Taurus Mining Finance Fund LLC?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.