EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 146

CIK 0001715249Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$458K

Investors

21

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 146 is a pooled investment fund vehicle filed by EquityZen Advisors LLC that raised $458K from 21 investors under Rule 506(b) and 3(c)(1) exemptions. This amended filing is part of the EquityZen platform, a pre-IPO secondary marketplace with 1,891 related EDGAR entities offering access to private company equity.

This vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to pre-IPO pooled investment funds, allowing up to 99 accredited investors without general solicitation. The $458K raise across 21 investors ($21.8K average commitment) represents a typical small-series SPV structure enabling retail accredited access to illiquid pre-IPO shares.

Data Flags

generalPlatform filing convention: multiple related persons and dual exemptions (506(b) + 3(c)(1)) consistent across EquityZen series vehicles; Assure Fund Management II LLC listed as director is likely a service provider/administrator rather than investment decision-maker

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001715249
Entity NameEquityZen Growth Technology Fund LLC - Series 146
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateOctober 5, 2017
Accession Number0001715249-17-000002
Total Amount Sold$458K
Total Investors21
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Erin Rosenthal

Executive Officer · Salt Lake City, UT

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Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.