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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 965

CIK 0001875804Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$5M

Investors

71

Min Invest

$1,229

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 965 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2021-08-17, raising $5.0M from 71 investors under exemptions 506(b) and 3(c)(1). Minimum investment is $1K. This is part of the EquityZen platform, which operates 1,889 related pre-IPO investment vehicles.

This pre-IPO fund uses the 506(b)/3(c)(1) exemption pattern typical of retail-accessible alternative investment platforms. The $1K minimum investment threshold positions this as a mass-affluent product, significantly lower than traditional private equity funds, consistent with EquityZen's democratized access model for secondary shares in private companies.

Data Flags

investor_count71 investors for $5.0M raised indicates average check size of approximately $70K, suggesting a retail-oriented distribution model with numerous small commitments
first_sale_dateFirst sale date not disclosed on filing despite completed raise of $5.0M; common pattern across EquityZen platform series vehicles

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001875804
Entity NameEquityZen Growth Technology Fund LLC - Series 965
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 17, 2021
Accession Number0001875804-21-000001
Total Amount Sold$5M
Total Investors71
Minimum Investment$1,229
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.