SEC filing record
Primary Source · SEC.gov

Fund FG-PCR, a series of Forge Investments LLC

Fund Vehicle2021 vintage506(b), 3(c)(1)

Raised

$5M

Investors

35

Min Invest

$100,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Fund FG-PCR, a series of Forge Investments LLC, filed an original Form D on August 11, 2021, disclosing $4.8M raised from 35 investors under Rule 506(b) and Section 3(c)(1). The offering requires a $100K minimum investment and is structured as a pooled investment fund vehicle incorporated in Delaware.

This alternative investment vehicle uses the standard 506(b) private placement exemption paired with 3(c)(1) status, limiting it to fewer than 100 beneficial owners and restricting solicitation to accredited investors with pre-existing relationships. The $100K minimum investment threshold positions it in the mid-tier accessible institutional/high-net-worth segment, typical for pooled funds seeking moderate capital aggregation without retail distribution.

Data Flags

related_personsLLC Assure Fund Management II listed as director; Assure is typically a fund administration and compliance service provider rather than an investment decision-maker, suggesting a service-provider governance structure
first_sale_dateFirst sale date not disclosed on filing despite $4.8M already raised from 35 investors, providing no visibility into fundraising timeline or vintage

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001848974
Entity NameFund FG-PCR, a series of Forge Investments LLC
ExemptionRule 506(b), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressPo Box 171305, Salt Lake City, UT 84117
Phone(801) 419-0677
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateAugust 11, 2021
Accession Number0001848974-21-000001
Total Offering Amount$4,842,816
Total Amount Sold$4,842,816
Amount Remaining$0
Total Investors35
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)UT
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering Forge Global and its filings.

Five Forge Fund Notices Report $15.6 Million Sold, Led by One $12.2 Million Filing

Five series of Forge Investments LLC filed first Form D notices between October 2 and October 30, 2026, reporting $15,618,857 sold to 62 investors in total; Fund FG-CTJ accounts for $12,215,598 of it. A sixth notice, from Fund FG-RBL on November 6, is a repeat notice from an issuer that first filed in February 2025 and now reports $9.65 million sold.

Platform coverage · Nov 2026

Alto Agrees to Buy Forge Trust From Schwab: 2.7 Million Custodial Accounts and $18.4 Billion of IRA Assets Change Hands Seven Months After the $660 Million Forge Global Deal

The Nashville self-directed IRA platform, with about $2 billion under custody as of June 30, will take over Forge Global's South Dakota trust company for an undisclosed price. Schwab, which told WealthManagement.com the custody business overlapped with its own, keeps the pre-IPO marketplace. Forge's last filings show a custody business whose revenue came mostly from cash-administration fees tied to client cash balances and interest rates, and which shrank as rates fell.

Platform coverage · Oct 2026

Forge Replaces the Same Executive Across Four SPV Series in One Day of Form D Amendments; FG-KKR Doubles Its Sales, FG-JMW Reports Less Sold Than a Year Ago

Four series of Forge Investments LLC filed Form D/As on October 6, 2026 that remove Grant George and add George Timbrell and Michaela Jesionowski as principals of the manager. FG-KKR's amount sold rose from $2.57 million to $5.97 million, with its investor count corrected from 8 to 11 in a second filing the same day; FG-CDC's rose from $2.2 million to $4.26 million; FG-JMW's fell from $2.36 million to $1.44 million; FG-ANT's did not move. A new series, FG-TER, filed its first notice four days earlier with the same three officers.

Platform coverage · Oct 2026

Forge Files Fourth Amendment for $500-Minimum Megacorn Interval Fund

The proposed fund would charge a 1.75% advisory fee, invest primarily in companies from Forge's affiliated pre-IPO index and offer quarterly repurchases. Its registration is not yet effective.

Platform coverage · Jul 2026

Forge Investments LLC Fund FG-TJC Form D/A Reflects Reporting-Basis Shift, Not Economic Change

AltStreet's monitoring flagged a 93% drop in total amount sold and a 91% jump in investor count for Fund FG-TJC — but verification confirms both figures cross an Oct-2025 reporting-basis boundary affecting multiple Forge Investments series simultaneously.

Platform coverage · Jul 2026

All AltStreet news

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

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Offering chains

1

closed

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Fund family Part of the Forge Investments family: 221 vehicles across 0 generations · adviser of record Forge Global Advisors LLC · full family and the filing behind each link in the terminal

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

Jeremy Neilson

Executive Officer · Salt Lake City, UT

Questions About Fund FG-PCR, a series of Forge Investments LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Fund FG-PCR, a series of Forge Investments LLC?

Fund FG-PCR, a series of Forge Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on August 11, 2021 as a other investment fund. The filing claims Rule 506(b), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.

Is Fund FG-PCR, a series of Forge Investments LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Fund FG-PCR, a series of Forge Investments LLC filed a Form D with the SEC on August 11, 2021 claiming Rule 506(b), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,842,816 sold to 35 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Fund FG-PCR, a series of Forge Investments LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-PCR, a series of Forge Investments LLC claimed Rule 506(b), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Fund FG-PCR, a series of Forge Investments LLC raised?

Fund FG-PCR, a series of Forge Investments LLC reported $4,842,816 sold from 35 investors of a $4,842,816 total offering as of the Form D filed August 11, 2021.

Who can invest in Fund FG-PCR, a series of Forge Investments LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Fund FG-PCR, a series of Forge Investments LLC?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of August 11, 2021. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Fund FG-PCR, a series of Forge Investments LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Fund FG-PCR, a series of Forge Investments LLC?

The Form D lists 3 related persons: Assure Fund Management II LLC, director (Issuer's Manager); Richard Thoms, executive officer (Officer of the Issuer's Manager); Jeremy Neilson, executive officer (Managing Director of Issuer's Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Fund FG-PCR, a series of Forge Investments LLC located?

The issuer's address on its SEC filings is Po Box 171305, Salt Lake City, UT 84117. Its phone number of record is (801) 419-0677. It is organized under the laws of Delaware.

How long is the Fund FG-PCR, a series of Forge Investments LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Fund FG-PCR, a series of Forge Investments LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.