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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1078

CIK 0001886929Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$9M

Investors

64

Min Invest

$1,008

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1078 is a Delaware-organized pooled investment fund filed by EquityZen Advisors LLC on 2021-11-03, raising $8.7M from 64 investors under Rule 506(b) and Section 3(c)(1). The vehicle has a $1K minimum investment and is part of the EquityZen platform, which sponsors over 1,889 related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO fund employs the standard 506(b)/3(c)(1) exemption structure typical of private placement vehicles targeting accredited investors. The $1K minimum investment represents an unusually low entry point for alternative investments, consistent with EquityZen's platform model of fractionalizing access to private company shares through series-structured SPVs.

Data Flags

total_investors64 investors contributing to an $8.7M raise yields an average check size of approximately $136K, indicating a high degree of investor fragmentation relative to typical SPV structures
related_personsAssure Fund Management II LLC listed as Director; Assure is a known SPV administration and formation platform, suggesting a service-provider role rather than investment management—consistent with EquityZen's use of third-party administrators across its series vehicles

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001886929
Entity NameEquityZen Growth Technology Fund LLC - Series 1078
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 3, 2021
Accession Number0001886929-21-000001
Total Amount Sold$9M
Total Investors64
Minimum Investment$1,008
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.