EquityZen Growth Opportunity Fund III LLC
Raised
$3M
Investors
79
Min Invest
$30,000
AltStreet Analysis
·Generated from EDGAR primary sources
EquityZen Growth Opportunity Fund III LLC is a Delaware pooled investment vehicle filed by EquityZen and affiliated executives, reporting $3.1M raised from 79 investors under Rule 506(b) and 3(c)(1) exemptions with a $30K minimum investment. This amended filing is part of EquityZen's platform of pre-IPO investment vehicles, which has generated 1891 related EDGAR entities.
This pre-IPO pooled fund uses the standard 506(b) private placement exemption combined with 3(c)(1) Investment Company Act exclusion, typical for venture-stage access vehicles. The $30K minimum positions it as a mass-affluent offering, significantly lower than institutional-only thresholds but higher than crowdfunding minimums, consistent with EquityZen's platform model for secondary market access.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering EquityZen and its filings.
Nineteen EquityZen Series Report $10.5 Million Sold, Without Naming Underlying Companies
Nineteen series of EquityZen Growth Technology Fund LLC filed first Form D notices between September 22 and October 9, 2026, each reporting its full offering amount sold at filing, $10.5 million in total across 518 investor slots. None names the company whose shares it holds.
Platform coverage · Oct 2026
EquityZen Registered 16 New Pre-IPO SPVs in August, Five of Them in the Final Week
AltStreet's EDGAR monitoring counted 16 new EquityZen Growth Technology Fund series registered during August 2026, roughly four vehicles a week in the platform's first year under Morgan Stanley, with five filed between August 24 and 28 alone.
Platform coverage · Aug 2026
EquityZen Quietly Launches a Sixth Fund Family as Its SEC-Filed Census Passes $1.5 Billion
A first Form D from EquityZen Growth Access Fund LLC ($10.39 million across 51 investors, filed under the qualified-purchaser exclusion) and the largest Growth Technology Fund II series ever filed arrived within three weeks of each other. Seven months after the Morgan Stanley acquisition, no Morgan Stanley entity has appeared on any EquityZen Form D.
Platform coverage · Aug 2026
EquityZen Fund XI Series 2 Reaches $6.2M, 143 Investors After Minimum Falls to $5K
A June Form D/A shows EquityZen Growth Opportunity Fund XI Series 2 more than doubled reported capital to $6.2 million and nearly tripled its investor count from February. An earlier amendment filed one week after Morgan Stanley closed its EquityZen acquisition had reduced the vehicle's minimum accepted investment from $20,000 to $5,000.
Platform coverage · Jul 2026
EquityZen Fund XI Series 1 Investor Count Rises to 51, Up 82% From February
A June 5 Form D/A for EquityZen Growth Opportunity Fund XI Series 1 reports 51 investors, up from 28 in February and 16 when the vehicle launched in late 2025. The filing follows Morgan Stanley's January acquisition of EquityZen but does not establish a connection between the ownership change and the increase.
Platform coverage · Jul 2026
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the EquityZen Growth Opportunity Fund family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 22 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2017-07-13: 1 related person added and 1 removed against the filing of 2017-04-20; 4 now listed. The names are in the Terminal feed.
EquityZen Inc.
Executive Officer, Director · New York, NY
Shriram Bhashyam
Executive Officer, Director · New York, NY
Assure Fund Management II LLC
Director · Salt Lake City, UT
Erin Rosenthal
Executive Officer · Salt Lake City, UT
Questions About EquityZen Growth Opportunity Fund III LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is EquityZen Growth Opportunity Fund III LLC?
EquityZen Growth Opportunity Fund III LLC is a Delaware limited liability company organized in 2017 that filed a Form D with the SEC on July 13, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to EquityZen.
Is EquityZen Growth Opportunity Fund III LLC legit?
AltStreet does not rate legitimacy; it reports the public record. EquityZen Growth Opportunity Fund III LLC filed a Form D with the SEC on July 13, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,123,676 sold to 79 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to EquityZen, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is EquityZen Growth Opportunity Fund III LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that EquityZen Growth Opportunity Fund III LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has EquityZen Growth Opportunity Fund III LLC raised?
EquityZen Growth Opportunity Fund III LLC reported $3,123,676 sold from 79 investors of a $3,123,676 total offering as of the Form D filed July 13, 2017.
Who can invest in EquityZen Growth Opportunity Fund III LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $30,000.
What is the minimum investment in EquityZen Growth Opportunity Fund III LLC?
The Form D lists $30,000 as the minimum investment accepted from any outside investor as of July 13, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling EquityZen Growth Opportunity Fund III LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind EquityZen Growth Opportunity Fund III LLC?
The Form D lists 4 related persons: EquityZen Inc., executive officer, director (Manager); Shriram Bhashyam, executive officer, director (Manager Representative); Assure Fund Management II LLC, director (Administrator); Erin Rosenthal, executive officer (Attorney-in-Fact of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is EquityZen Growth Opportunity Fund III LLC located?
The issuer's address on its SEC filings is 10 West 18th St, 7th Floor, New York City, NY 10011-4618. Its phone number of record is 8009367943. It is organized under the laws of Delaware.
How long is the EquityZen Growth Opportunity Fund III LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is EquityZen Growth Opportunity Fund III LLC?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.