Palm Beach Capital Fund IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$49M
Investors
39
Min Invest
$100,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Palm Beach Capital Fund IV, L.P. is a Delaware limited partnership organized in 2015 that first filed a Form D on December 10, 2015 and most recently amended it on December 7, 2016, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. Palm Beach Capital Fund IV, L.P. reported $49,350,000 sold from 39 investors of a $150,000,000 total offering as of the Form D filed December 7, 2016. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 525 South Flagler Drive, Suite 201, West Palm Beach, FL 33401.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Palm Beach Capital Fund family: 3 vehicles across 3 generations · adviser of record Palm Beach Capital Management III, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 159611 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Crowe LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2016-12-07: 1 related person added and 1 removed against the filing of 2015-12-10; 6 now listed. The names are in the Terminal feed.
SHAUN L. MCGRUDER
Executive Officer, Director · WEST PALM BEACH, FL
Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer.
MICHAEL L. SCHMICKLE
Executive Officer, Director · WEST PALM BEACH, FL
Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer.
NATHAN S. WARD
Executive Officer, Director · WEST PALM BEACH, FL
Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer.
JAMES W. HARPEL
Director · WEST PALM BEACH, FL
Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer.
MICHAEL J. CHALHUB
Director · WEST PALM BEACH, FL
Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer.
EFFIE J. TZIRTZIROPOULOS
Executive Officer · WEST PALM BEACH, FL
Chief Financial Officer of the Issuer.
Questions About Palm Beach Capital Fund IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Palm Beach Capital Fund IV, L.P.?
Palm Beach Capital Fund IV, L.P. is a Delaware limited partnership organized in 2015 that filed a Form D with the SEC on December 7, 2016 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is Palm Beach Capital Fund IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Palm Beach Capital Fund IV, L.P. filed a Form D with the SEC on December 7, 2016 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $49,350,000 sold to 39 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Palm Beach Capital Fund IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Palm Beach Capital Fund IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Palm Beach Capital Fund IV, L.P. raised?
Palm Beach Capital Fund IV, L.P. reported $49,350,000 sold from 39 investors of a $150,000,000 total offering as of the Form D filed December 7, 2016.
Who can invest in Palm Beach Capital Fund IV, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Palm Beach Capital Fund IV, L.P.?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of December 7, 2016. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Palm Beach Capital Fund IV, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Palm Beach Capital Fund IV, L.P.?
The Form D lists 6 related persons: SHAUN L. MCGRUDER, executive officer, director (Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer); MICHAEL L. SCHMICKLE, executive officer, director (Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer); NATHAN S. WARD, executive officer, director (Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer); JAMES W. HARPEL, director (Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer); MICHAEL J. CHALHUB, director (Manager of PBC GP IV, LLC, the general partner of the general partner of the Issuer); EFFIE J. TZIRTZIROPOULOS, executive officer (Chief Financial Officer of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Palm Beach Capital Fund IV, L.P. located?
The issuer's address on its SEC filings is 525 South Flagler Drive, Suite 201, West Palm Beach, FL 33401. Its phone number of record is 561-659-9022. It is organized under the laws of Delaware.
How long is the Palm Beach Capital Fund IV, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Palm Beach Capital Fund IV, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.