SEC filing record
Primary Source · SEC.gov

FPE Fund II LP

Fund Vehicle2016 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$22M

Investors

2

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

FPE Fund II LP is a United Kingdom limited partnership organized in 2016 that first filed a Form D on April 11, 2016 and most recently amended it on April 7, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. FPE Fund II LP reported $21,726,390 sold from 2 investors of a $118,104,515 total offering as of the Form D filed April 7, 2017. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names MORE THAN FIVE (5) ASSOCIATED PERSONS, associated with GROWTH CAPITAL SERVICES, INC. as the recipient of sales compensation soliciting in CA, CO, CT, DC, IL, MA, MN, NY, PA, TX, VA, WI. Sales commissions are reported as $212,310 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 15 Suffolk Street, London, X0 SW1Y 4HG.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing April 7, 2017

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001671471
Entity NameFPE Fund II LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationUnited Kingdom
Year Organized2016
Issuer Address15 Suffolk Street, London, X0 SW1Y 4HG
Phone44 20 7036 5669
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateMarch 24, 2016
Filing DateApril 7, 2017
Accession Number0001144204-17-019608
Total Offering Amount$118,104,515
Total Amount Sold$21,726,390
Amount Remaining$96,378,125
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$212,310 (to MORE THAN FIVE (5) ASSOCIATED PERSONS)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)X0
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

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Fund family Part of the FPE Fund family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

FPE II GENERAL PARTNER LLP

Executive Officer · LONDON, X0

General Partner of FPE Fund II LP

FPE PRIVATE EQUITY LLP

Executive Officer, Promoter · LONDON, X0

Manager of FPE Fund II LP

STONEHAGE FLEMING INVESTOR 4 GP LLP

Executive Officer · EDINBURGH, X0

General Partner of Stonehage Fleming Investor 4 LP

STONEHAGE FLEMING PRIVATE EQUITY LIMITED

Executive Officer, Promoter · LONDON, X0

Manager of Stonehage Fleming Investor 4 LP

HENRY SALLITT

Executive Officer · LONDON, X0

DAVID BARBOUR

Executive Officer · LONDON, X0

DANIEL WALKER

Executive Officer · LONDON, X0

LLEWELLYN JOHN

Executive Officer · LONDON, X0

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

MORE THAN FIVE (5) ASSOCIATED PERSONS

Associated broker-dealer: GROWTH CAPITAL SERVICES, INC. (CRD 124658) · SAN FRANCISCO, CA · Soliciting in CA, CO, CT, DC, IL, MA, MN, NY, PA, TX, VA, WI

Questions About FPE Fund II LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is FPE Fund II LP?

FPE Fund II LP is a United Kingdom limited partnership organized in 2016 that filed a Form D with the SEC on April 7, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is FPE Fund II LP legit?

AltStreet does not rate legitimacy; it reports the public record. FPE Fund II LP filed a Form D with the SEC on April 7, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $21,726,390 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is FPE Fund II LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that FPE Fund II LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has FPE Fund II LP raised?

FPE Fund II LP reported $21,726,390 sold from 2 investors of a $118,104,515 total offering as of the Form D filed April 7, 2017.

Who can invest in FPE Fund II LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in FPE Fund II LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling FPE Fund II LP and how are they paid?

The Form D names MORE THAN FIVE (5) ASSOCIATED PERSONS, associated with GROWTH CAPITAL SERVICES, INC. as the recipient of sales compensation soliciting in CA, CO, CT, DC, IL, MA, MN, NY, PA, TX, VA, WI. Sales commissions are reported as $212,310 and finders' fees as $0. Form D allows these to be estimates.

Who is behind FPE Fund II LP?

The Form D lists 8 related persons: FPE II GENERAL PARTNER LLP, executive officer (General Partner of FPE Fund II LP); FPE PRIVATE EQUITY LLP, executive officer, promoter (Manager of FPE Fund II LP); STONEHAGE FLEMING INVESTOR 4 GP LLP, executive officer (General Partner of Stonehage Fleming Investor 4 LP); STONEHAGE FLEMING PRIVATE EQUITY LIMITED, executive officer, promoter (Manager of Stonehage Fleming Investor 4 LP); HENRY SALLITT, executive officer; DAVID BARBOUR, executive officer; DANIEL WALKER, executive officer; LLEWELLYN JOHN, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is FPE Fund II LP located?

The issuer's address on its SEC filings is 15 Suffolk Street, London, X0 SW1Y 4HG. Its phone number of record is 44 20 7036 5669. It is organized under the laws of United Kingdom.

How long is the FPE Fund II LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is FPE Fund II LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.