EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 99

CIK 0001697339Single-Deal SPV2017 vintage506(b), 3(c)(1)

Raised

$427K

Investors

24

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 99 is a Delaware-registered pooled investment fund filed April 2017 by EquityZen, a pre-IPO investment platform. The entity raised $427K from 24 investors under Rule 506(b) and 3(c)(1) exemptions. This is part of a platform with 1,891 related EDGAR entities facilitating access to private growth-stage technology companies.

This pre-IPO vehicle uses the standard 506(b)/3(c)(1) private placement structure typical of platforms aggregating retail-accredited capital for secondary market exposure. The $18K average investor commitment and sub-$500K total raise reflect EquityZen's model of democratizing access to late-stage private equity through small-check, multi-investor SPVs targeting individual company positions.

Data Flags

first sale dateFirst sale date not disclosed on original filing for a sub-$1M raise
generalAverage investor commitment of approximately $18K indicates granular capital aggregation model, consistent across EquityZen platform entities

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001697339
Entity NameEquityZen Growth Technology Fund LLC - Series 99
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateApril 20, 2017
Accession Number0001697339-17-000001
Total Amount Sold$427K
Total Investors24
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Inc.

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Mateo Johnson

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.