East Lodge European ABS Fund Ltd
Raised
$128M
Investors
4
Min Invest
$1,000,000
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AltStreet Analysis
·Generated from EDGAR primary sources
East Lodge European ABS Fund Ltd is a Cayman Islands-domiciled pooled investment vehicle that filed this Form D amendment on 2021-01-26, reporting $128.1M raised from 4 investors under combined 506(b) and 3(c) exemptions. The $1.0M stated minimum investment implies an average check size far above that threshold, consistent with an institutional investor base. No parent platform or related sibling entities are currently matched in the database.
This filing follows a common institutional pattern within alternative investments: a 506(b)/3(c) private fund exemption, a seven-figure minimum investment, and offshore (Cayman) incorporation typical of ABS-focused or credit-strategy vehicles marketed to sophisticated investors. The small investor count relative to the raise size suggests an institutional or high-net-worth-only offering rather than a broadly syndicated fund.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing January 26, 2021
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Fund family Part of the East Lodge European ABS Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
N/A East Lodge Capital Management Ltd.
Promoter · Camana Bay, Grand Cayman, E9
N/A East Lodge Capital Partners LLP
Promoter · London, X0
Sean Flynn
Director · Camana Bay, Grand Cayman, E9
Ken Towers
Director · London, X0
Alun Davies
Director · Grand Cayman, E9
Questions About East Lodge European ABS Fund Ltd
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is East Lodge European ABS Fund Ltd?
East Lodge European ABS Fund Ltd is a Cayman Islands entity that filed a Form D with the SEC on January 26, 2021 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is East Lodge European ABS Fund Ltd legit?
AltStreet does not rate legitimacy; it reports the public record. East Lodge European ABS Fund Ltd filed a Form D with the SEC on January 26, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $128,122,629 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is East Lodge European ABS Fund Ltd registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that East Lodge European ABS Fund Ltd claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has East Lodge European ABS Fund Ltd raised?
East Lodge European ABS Fund Ltd reported $128,122,629 sold from 4 investors in an offering of indefinite size as of the Form D filed January 26, 2021.
Who can invest in East Lodge European ABS Fund Ltd?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.
What is the minimum investment in East Lodge European ABS Fund Ltd?
The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of January 26, 2021. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling East Lodge European ABS Fund Ltd and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind East Lodge European ABS Fund Ltd?
The Form D lists 5 related persons: East Lodge Capital Management Ltd., promoter (East Lodge Capital Management Ltd. is the investment manager of the Issuer); East Lodge Capital Partners LLP, promoter (East Lodge Capital Partners LLP is the alternative investment fund manager); Sean Flynn, director; Ken Towers, director; Alun Davies, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is East Lodge European ABS Fund Ltd located?
The issuer's address on its SEC filings is Mourant Governance Services (Cayman) Ltd, 94 Solaris Avenue, Camana Bay, Grand Cayman, Cayman Islands KY1-1108. Its phone number of record is 44 20 3540 8440. It is organized under the laws of Cayman Islands.
How long is the East Lodge European ABS Fund Ltd offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
How large is East Lodge European ABS Fund Ltd?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.