Apollo Overseas Partners IX, L.P.: Form D filings, $24.6B sold to 573 investors (2017 to 2026)

Q: What is Apollo Overseas Partners IX, L.P.?

Apollo Overseas Partners IX, L.P. is a Cayman Islands limited partnership organized in 2016 that filed a Form D with the SEC on July 26, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Q: Is Apollo Overseas Partners IX, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Apollo Overseas Partners IX, L.P. filed a Form D with the SEC on July 26, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $24,558,555,000 sold to 573 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Apollo Overseas Partners IX, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Apollo Overseas Partners IX, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Apollo Overseas Partners IX, L.P. raised?

Apollo Overseas Partners IX, L.P. reported $24,558,555,000 sold from 573 investors of a $24,713,805,000 total offering as of the Form D filed July 26, 2017. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.

Q: Who can invest in Apollo Overseas Partners IX, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

Q: What is the minimum investment in Apollo Overseas Partners IX, L.P.?

The Form D lists $1 as the minimum investment accepted from any outside investor as of July 26, 2017. Issuers can waive their own minimums, and the figure does not include fees.

Q: Who is selling Apollo Overseas Partners IX, L.P. and how are they paid?

The Form D names Larrain Vial Activos S.A. Administradora General de Fondos, associated with None; Shinhan Investment Corp., associated with None; Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with Merrill Lynch Alternative Investments LLC as recipients of sales compensation. Sales commissions are reported as $3,517,500 and finders' fees as $0. Form D allows these to be estimates.

Q: Who is behind Apollo Overseas Partners IX, L.P.?

The Form D lists 36 related persons: Leon D. Black, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Gregory D. Beard, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Marc D. Becker, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Laurence D. Berg, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Lisa D. Bernstein, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Peter D. Copses, executive officer (Executive Officer of the general partner of the general partner of the Issuer); James D. Crossen, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Stephanie D. Drescher, executive officer (Executive Officer of the general partner of the general partner of the Issuer), and 28 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Apollo Overseas Partners IX, L.P. located?

The issuer's address on its SEC filings is 9 West 57th Street, 43rd Floor, New York, NY 10019. Its phone number of record is 212-515-3200. It is organized under the laws of Cayman Islands.

Q: How long is the Apollo Overseas Partners IX, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

AltStreetEDGAR DatabaseApollo Overseas Partners IX, L.P.
SEC filing record
Primary Source · SEC.gov
Apollo Overseas Partners IX, L.P.Fund Vehicle2017 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$24.6B
Investors
573
Min Invest
$1
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
Claim freeVerify, $480/yr
What this filing shows·Every sentence is a value as filed on SEC Form D
Apollo Overseas Partners IX, L.P. is a Cayman Islands limited partnership organized in 2016 that first filed a Form D on May 26, 2017 and most recently amended it on July 26, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Apollo Overseas Partners IX, L.P. reported $24,558,555,000 sold from 573 investors of a $24,713,805,000 total offering as of the Form D filed July 26, 2017. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1. The Form D names Larrain Vial Activos S.A. Administradora General de Fondos, associated with None; Shinhan Investment Corp., associated with None; Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with Merrill Lynch Alternative Investments LLC as recipients of sales compensation. Sales commissions are reported as $3,517,500 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 9 West 57th Street, 43rd Floor, New York, NY 10019.
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001700736
Entity NameApollo Overseas Partners IX, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Year Organized2016
Issuer Address9 West 57th Street, 43rd Floor, New York, NY 10019
Phone(212) 515-3200
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateJune 1, 2017
Filing DateJuly 26, 2017
Accession Number0000950142-17-001389
Total Offering Amount$24,713,805,000
Total Amount Sold$24,558,555,000
Amount Remaining$155,250,000
Amount Sold NoteCombined figure across related vehicles: Total Offering Amount, Total Amount Sold and number of investors in Item 14 apply to the Issuer and certain related entities and include the GP's capital commitment. Total Remaining to be Sold may be sold by the Issuer and/or certain related entities.
Total Investors573
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$3,517,500 (to Larrain Vial Activos S.A. Administradora General de Fondos and 2 others)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
D/AJuly 26, 20170000950142-17-001389DMay 26, 20170000950142-17-001125
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.
Fund family Part of the Apollo Overseas Partners family: 17 vehicles across 3 generations · adviser of record Apollo Capital Management, L.P. · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 143158CRD 143158 · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Leon D. Black
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Gregory D. Beard
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Marc D. Becker
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Laurence D. Berg
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Lisa D. Bernstein
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Peter D. Copses
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
James D. Crossen
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Stephanie D. Drescher
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Christopher D. Gruszczynski
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Joshua J. Harris
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Andrew J. Jhawar
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Michael J. Jupiter
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Martin B. Kelly
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Scott B. Kleinman
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
William B. Kuesel
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Maria B. Lennox
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Jessica L. Lomm
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Laurie D. Medley
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Cindy Z. Michel
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Matthew Z. Michelini
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Lance Z. Milken
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Trevor Z. Mills
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Wendy K. Modlin
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Antoine K. Munfakh
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Katherine G. Newman
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Matthew G. Nord
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Eric L. Press
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Marc J. Rowan
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
David J. Sambur
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Justin J. Stevens
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Aaron J. Stone
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Geoffrey D. Strong
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
John J. Suydam
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Gareth J. Turner
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Shari J. Verschell
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Rakesh J. Wilson
Executive Officer · NEW YORK, NY
Executive Officer of the general partner of the general partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Larrain Vial Activos S.A. Administradora General de Fondos
Associated broker-dealer: None · LAS CONDES, F3 and outside the United States
Shinhan Investment Corp.
Associated broker-dealer: None · SEOUL, M5 and outside the United States
Merrill, Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck 
Associated broker-dealer: Merrill Lynch Alternative Investments LLC (CRD 105067) · NEW YORK, NY · Soliciting in all states and outside the United States
Questions About Apollo Overseas Partners IX, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Apollo Overseas Partners IX, L.P.?Apollo Overseas Partners IX, L.P. is a Cayman Islands limited partnership organized in 2016 that filed a Form D with the SEC on July 26, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Apollo Overseas Partners IX, L.P. legit?AltStreet does not rate legitimacy; it reports the public record. Apollo Overseas Partners IX, L.P. filed a Form D with the SEC on July 26, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $24,558,555,000 sold to 573 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Apollo Overseas Partners IX, L.P. registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Apollo Overseas Partners IX, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Apollo Overseas Partners IX, L.P. raised?Apollo Overseas Partners IX, L.P. reported $24,558,555,000 sold from 573 investors of a $24,713,805,000 total offering as of the Form D filed July 26, 2017. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in Apollo Overseas Partners IX, L.P.?The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.
What is the minimum investment in Apollo Overseas Partners IX, L.P.?The Form D lists $1 as the minimum investment accepted from any outside investor as of July 26, 2017. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Apollo Overseas Partners IX, L.P. and how are they paid?The Form D names Larrain Vial Activos S.A. Administradora General de Fondos, associated with None; Shinhan Investment Corp., associated with None; Merrill, Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with Merrill Lynch Alternative Investments LLC as recipients of sales compensation. Sales commissions are reported as $3,517,500 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Apollo Overseas Partners IX, L.P.?The Form D lists 36 related persons: Leon D. Black, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Gregory D. Beard, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Marc D. Becker, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Laurence D. Berg, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Lisa D. Bernstein, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Peter D. Copses, executive officer (Executive Officer of the general partner of the general partner of the Issuer); James D. Crossen, executive officer (Executive Officer of the general partner of the general partner of the Issuer); Stephanie D. Drescher, executive officer (Executive Officer of the general partner of the general partner of the Issuer), and 28 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Apollo Overseas Partners IX, L.P. located?The issuer's address on its SEC filings is 9 West 57th Street, 43rd Floor, New York, NY 10019. Its phone number of record is 212-515-3200. It is organized under the laws of Cayman Islands.
How long is the Apollo Overseas Partners IX, L.P. offering open?The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Apollo Overseas Partners IX, L.P.?The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Claim this profile, freeVerify this entity, $480/yr
Also filed in July 2017
iCapital-SV7, L.P.
$14MEquityZen Growth Opportunity Fund III LLC
$3MHedgePremier/Blue Harbour Fund LP
$1MEquityZen Growth Technology Fund LLC - Series 117
$881KEquityZen Growth Technology Fund LLC - Series 105
$757KOurCrowd (Investment in SF) L.P.
$403KOurCrowd (Investment in NR) L.P.
$300KOurCrowd (Investment in Wave) LP
$150K
Largest pooled investment fund filers, this year and last
Advent Partners GPE XI-C SCSp77 investors
$25.9BAdvent International GPE XI-D SCSp79 investors
$25.5BAdvent International GPE XI SCSp175 investors
$25.5BAdvent International GPE XI-A SCSp11 investors
$25.5BAdvent International GPE XI-B SCSp93 investors
$25.5BAdvent International GPE XI-C SCSp250 investors
$25.5BAdvent International GPE XI-E SCSp8 investors
$25.5BAdvent International GPE XI-F SCSp10 investors
$25.5BTHOMA BRAVO FUND XVI-A, L.P.246 investors
$24.2BGeneral Atlantic Partners (Bermuda) IV, L.P.341 investors
$23.7BKKR North America Fund XIV SCSp479 investors
$21.9BKKR Global Infrastructure Investors V SBS (QP) L.P.831 investors
$17.4B
All private equity funds issuers →Filed in July 2017 →
EDGAR Links
All FilingsEDGAR Full Text SearchSEC Submissions API
Understand This Filing
How Form D private placements workAccredited investor requirementsAlternative-investment glossary
AltStreet Pro
Compare across asset classes
Pro subscribers access the Intelligence Terminal - normalized comparison of 100+ platforms across every alternative asset class.
Terminal plans from $149/month 
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.