KKR Asian Fund III L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$7.3B
Investors
173
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
KKR Asian Fund III L.P. is a Ontario, Canada limited partnership organized in 2016 that first filed a Form D on March 30, 2017 and most recently amended it on June 7, 2017, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. KKR Asian Fund III L.P. reported $7,295,755,000 sold from 173 investors in an offering of indefinite size as of the Form D filed June 7, 2017. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names J.P. Morgan Securities LLC (CRD 79), associated with None; Mirae Asset Daewoo Co., Ltd, associated with None; Cygnus Investment Partners LP, associated with None; Cygnus Investment Partners Inc., associated with None and 2 others as recipients of sales compensation soliciting in all states. Sales commissions are reported as $14,193,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 9 West 57th Street, Suite 4200, New York, NY 10019.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the KKR Asian Fund family: 4 vehicles across 3 generations · adviser of record Kohlberg Kravis Roberts & Co. L.P., Icapital Advisors, LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- The dated record: 32 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 144533 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
KKR Associates Asia III SCSp
Promoter · New York, NY
General Partner of the Issuer
KKR Asia III S.a r.l.
Promoter · New York, NY
General Partner of the General Partner of the Issuer
William J. Janetschek
Director · New York, NY
Manager of the General Partner of the General Partner of the Issuer
Jason Carss
Director · New York, NY
Manager of the General Partner of the General Partner of the Issuer
Stefan Lambert
Director · Luxembourg, N4
Manager of the General Partner of the General Partner of the Issuer
Wolfgang Zettel
Director · Luxembourg, N4
Manager of the General Partner of the General Partner of the Issuer
Joseph Y. Bae
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Scott Bookmyer
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Steven F. Codispoti
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Suzanne O. Donohoe
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Terence Gallagher
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Stephen Jordan
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Ming Lu
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
David J. Sorkin
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
J.P. Morgan Securities LLCCRD 79 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Mirae Asset Daewoo Co., Ltd
Associated broker-dealer: None · Seoul, M5 and outside the United States
Cygnus Investment Partners LP
Associated broker-dealer: None · Toronto, A6 and outside the United States
Cygnus Investment Partners Inc.
Associated broker-dealer: None · Toronto, A6 and outside the United States
Picton S.A.
Associated broker-dealer: None · Santiago, F3 and outside the United States
UBS Financial Services Inc.CRD 8174 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Questions About KKR Asian Fund III L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is KKR Asian Fund III L.P.?
KKR Asian Fund III L.P. is a Ontario, Canada limited partnership organized in 2016 that filed a Form D with the SEC on June 7, 2017 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is KKR Asian Fund III L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. KKR Asian Fund III L.P. filed a Form D with the SEC on June 7, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $7,295,755,000 sold to 173 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is KKR Asian Fund III L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KKR Asian Fund III L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has KKR Asian Fund III L.P. raised?
KKR Asian Fund III L.P. reported $7,295,755,000 sold from 173 investors in an offering of indefinite size as of the Form D filed June 7, 2017. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in KKR Asian Fund III L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in KKR Asian Fund III L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling KKR Asian Fund III L.P. and how are they paid?
The Form D names J.P. Morgan Securities LLC (CRD 79), associated with None; Mirae Asset Daewoo Co., Ltd, associated with None; Cygnus Investment Partners LP, associated with None; Cygnus Investment Partners Inc., associated with None and 2 others as recipients of sales compensation soliciting in all states. Sales commissions are reported as $14,193,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind KKR Asian Fund III L.P.?
The Form D lists 14 related persons: KKR Associates Asia III SCSp, promoter (General Partner of the Issuer); KKR Asia III S.a r.l., promoter (General Partner of the General Partner of the Issuer); William J. Janetschek, director (Manager of the General Partner of the General Partner of the Issuer); Jason Carss, director (Manager of the General Partner of the General Partner of the Issuer); Stefan Lambert, director (Manager of the General Partner of the General Partner of the Issuer); Wolfgang Zettel, director (Manager of the General Partner of the General Partner of the Issuer); Joseph Y. Bae, executive officer (Attorney of the General Partner of the General Partner of the Issuer); Scott Bookmyer, executive officer (Attorney of the General Partner of the General Partner of the Issuer), and 6 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is KKR Asian Fund III L.P. located?
The issuer's address on its SEC filings is 9 West 57th Street, Suite 4200, New York, NY 10019. Its phone number of record is 212-750-8300. It is organized under the laws of Ontario, Canada.
How long is the KKR Asian Fund III L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is KKR Asian Fund III L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.