MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$80M
Investors
10
Min Invest
$250,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP is a Cayman Islands entity that first filed a Form D on June 30, 2017 and most recently amended it on June 29, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c)(7) and covers pooled investment fund interests. MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP reported $80,175,200 sold from 10 investors in an offering of indefinite size as of the Form D filed June 29, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names NYLIFE Distributors LLC (CRD 35350), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 1345 Avenue of the Americas, 43rd Floor, New York, NY 10105.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing June 29, 2023
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the MacKay Municipal Credit Opportunities HL Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
MacKay Shields LLC
Promoter · New York, NY
Investment Manager of the Issuer
MacKay Municipal Managers Credit Opportunities HL (Cayman) GP LLC
Promoter · New York, NY
General Partner of the Issuer
Robert A. DiMella
Executive Officer · El Segundo, CA
Executive Managing Director of MacKay Shields LLC
John M. Loffredo
Executive Officer · Princeton, NJ
Executive Managing Director of MacKay Shields LLC
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
NYLIFE Distributors LLCCRD 35350 on BrokerCheck
Associated broker-dealer: None · Jersey City, NJ · Soliciting in all states
Questions About MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP?
MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP is a Cayman Islands entity that filed a Form D with the SEC on June 29, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c)(7) for an offering of pooled investment fund interests.
Is MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP legit?
AltStreet does not rate legitimacy; it reports the public record. MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP filed a Form D with the SEC on June 29, 2023 claiming Rule 506(b), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $80,175,200 sold to 10 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP claimed Rule 506(b), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP raised?
MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP reported $80,175,200 sold from 10 investors in an offering of indefinite size as of the Form D filed June 29, 2023.
Who can invest in MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.
What is the minimum investment in MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP?
The Form D lists $250,000 as the minimum investment accepted from any outside investor as of June 29, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP and how are they paid?
The Form D names NYLIFE Distributors LLC (CRD 35350), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP?
The Form D lists 4 related persons: MacKay Shields LLC, promoter (Investment Manager of the Issuer); MacKay Municipal Managers Credit Opportunities HL (Cayman) GP LLC, promoter (General Partner of the Issuer); Robert A. DiMella, executive officer (Executive Managing Director of MacKay Shields LLC); John M. Loffredo, executive officer (Executive Managing Director of MacKay Shields LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP located?
The issuer's address on its SEC filings is 1345 Avenue of the Americas, 43rd Floor, New York, NY 10105. Its phone number of record is 212-230-3893. It is organized under the laws of Cayman Islands.
How long is the MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 6 amendments are on record for this CIK.
How large is MacKay Municipal Credit Opportunities HL (Cayman) Fund, LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.