Transphorm, Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form 15 / Schedule TO; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$4M
Investors
5
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Transphorm, Inc. is an entity organized in Delaware that filed a Form D with the SEC on July 1, 2024. The offering claims Securities Exchange Act of 1934. Transphorm, Inc. reported $4,063,234 sold from 5 investors as of the Form D filed July 1, 2024. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 75 Castilian Drive, Goleta, CA 93117.
EDGAR Filing Data
Form 15 / Schedule TO — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Jul 1, 2024
Critical / warning
0 / 1
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
8
closed, lapsed
Latest event Exchange act deregistration · Jul 1, 2024
SEC.govInvestor
- 1 filing event with values and deltas, latest 2024-07-01, and alerts on the next one
- 8 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-12-29: 0 related persons added and 1 removed against the filing of 2023-04-18; 8 now listed. The names are in the Terminal feed.
Primit Parikh
Executive Officer, Director · Goleta, CA
Umesh Mishra
Executive Officer, Director · Goleta, CA
Michael Julian Humphreys
Director · Goleta, CA
Katharina Julian McFarland
Director · Goleta, CA
Cynthia Julian Moreland
Director · Goleta, CA
Kelly Julian Smales
Director · Goleta, CA
Eiji Julian Yatagawa
Director · Goleta, CA
Cameron Julian McAulay
Executive Officer · Goleta, CA
Questions About Transphorm, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Transphorm, Inc.?
Transphorm, Inc. is an issuer that filed a Form D with the SEC on July 1, 2024. The filing claims Securities Exchange Act of 1934.
Is Transphorm, Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Transphorm, Inc. filed a Form D with the SEC on July 1, 2024 claiming Securities Exchange Act of 1934. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,063,234 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Transphorm, Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Transphorm, Inc. claimed Securities Exchange Act of 1934 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Transphorm, Inc. raised?
Transphorm, Inc. reported $4,063,234 sold from 5 investors as of the Form D filed July 1, 2024.
Who is selling Transphorm, Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Transphorm, Inc.?
The Form D lists 8 related persons: Primit Parikh, executive officer, director; Umesh Mishra, executive officer, director; Michael Julian Humphreys, director; Katharina Julian McFarland, director; Cynthia Julian Moreland, director; Kelly Julian Smales, director; Eiji Julian Yatagawa, director; Cameron Julian McAulay, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Transphorm, Inc. located?
The issuer's address on its SEC filings is 75 Castilian Drive, Goleta, CA 93117. Its phone number of record is 805-456-1300. It is organized under the laws of Delaware.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.