Harvest Partners Structured Capital Fund II (Parallel), L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$216M
Investors
6
Min Invest
$1
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Harvest Partners Structured Capital Fund II (Parallel), L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on December 15, 2017 and most recently amended it on October 26, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Harvest Partners Structured Capital Fund II (Parallel), L.P. reported $216,000,000 sold from 6 investors of a $800,000,000 total offering as of the Form D filed October 26, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1. The Form D names Credit Suisse Securities (USA) LLC (CRD 816), associated with None; Innovation Partners, LLC (CRD 146344), associated with None; Credit Suisse Securities (USA) LLC (CRD 816), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $5,760,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 280 Park Avenue, 26th Floor, New York, NY 10017.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Harvest Partners Structured Capital Fund family: 7 vehicles across 3 generations · adviser of record Harvest Partners, LP · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 158284 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2018-10-26: 8 related persons added and 0 removed against the filing of 2017-12-15; 17 now listed. The names are in the Terminal feed.
Thomas W. Arenz
Executive Officer · New York, NY
Michael B. DeFlorio
Executive Officer · New York, NY
Stephen B. Eisenstein
Executive Officer · New York, NY
Ira D. Kleinman
Executive Officer · New York, NY
John Campbell Wilkins, Jr.
Executive Officer · New York, NY
Steven Campbell Duke
Executive Officer · New York, NY
Sean Campbell Murphy
Executive Officer · New York, NY
Mark C. Smith
Executive Officer · New York, NY
Marc C. Unger
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Thomas W. Arenz
Executive Officer · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Credit Suisse Securities (USA) LLCCRD 816 on BrokerCheck
Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states
Innovation Partners, LLCCRD 146344 on BrokerCheck
Associated broker-dealer: None · CHARLOTTE, NC · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Credit Suisse Securities (USA) LLCCRD 816 on BrokerCheck
Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states
Questions About Harvest Partners Structured Capital Fund II (Parallel), L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Harvest Partners Structured Capital Fund II (Parallel), L.P.?
Harvest Partners Structured Capital Fund II (Parallel), L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on October 26, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Harvest Partners Structured Capital Fund II (Parallel), L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Harvest Partners Structured Capital Fund II (Parallel), L.P. filed a Form D with the SEC on October 26, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $216,000,000 sold to 6 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Harvest Partners Structured Capital Fund II (Parallel), L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Harvest Partners Structured Capital Fund II (Parallel), L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Harvest Partners Structured Capital Fund II (Parallel), L.P. raised?
Harvest Partners Structured Capital Fund II (Parallel), L.P. reported $216,000,000 sold from 6 investors of a $800,000,000 total offering as of the Form D filed October 26, 2018. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in Harvest Partners Structured Capital Fund II (Parallel), L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.
What is the minimum investment in Harvest Partners Structured Capital Fund II (Parallel), L.P.?
The Form D lists $1 as the minimum investment accepted from any outside investor as of October 26, 2018. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Harvest Partners Structured Capital Fund II (Parallel), L.P. and how are they paid?
The Form D names Credit Suisse Securities (USA) LLC (CRD 816), associated with None; Innovation Partners, LLC (CRD 146344), associated with None; Credit Suisse Securities (USA) LLC (CRD 816), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $5,760,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Harvest Partners Structured Capital Fund II (Parallel), L.P.?
The Form D lists 17 related persons: Thomas W. Arenz, executive officer; Michael B. DeFlorio, executive officer; Stephen B. Eisenstein, executive officer; Ira D. Kleinman, executive officer; John Campbell Wilkins, Jr., executive officer; Steven Campbell Duke, executive officer; Sean Campbell Murphy, executive officer; Mark C. Smith, executive officer, and 9 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Harvest Partners Structured Capital Fund II (Parallel), L.P. located?
The issuer's address on its SEC filings is 280 Park Avenue, 26th Floor, New York, NY 10017. Its phone number of record is 212-599-6300. It is organized under the laws of Delaware.
How long is the Harvest Partners Structured Capital Fund II (Parallel), L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Harvest Partners Structured Capital Fund II (Parallel), L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.