AMP IV L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$78M
Investors
99
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
AMP IV L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on December 21, 2017 and most recently amended it on November 13, 2018, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), 3C.9, Section 3(c)(7) and covers equity and pooled investment fund interests. AMP IV L.P. reported $78,434,410 sold from 99 investors of a $78,434,410 total offering as of the Form D filed November 13, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Sean S. Plummer (CRD 2938813), associated with Equus Financial Consulting LLC; Old City Securities LLC (CRD 171910) as recipients of sales compensation soliciting in NY, TX. Sales commissions are reported as $70,125 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 225 Ross Street, Suite 301, Pittsburgh, PA 15219.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the AMP family: 6 vehicles across 5 generations · adviser of record Blackrock Financial Management, INC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Ryan F. Strawn
Executive Officer · Pittsburgh, PA
Mark Philip Thomas
Executive Officer · Pittsburgh, PA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Sean S. PlummerCRD 2938813 on BrokerCheck
Associated broker-dealer: Equus Financial Consulting LLC (CRD 131449) · New Canaan, CT · Soliciting in NY, TX
Old City Securities LLCCRD 171910 on BrokerCheck
Cedarhurst, NY · Soliciting in CA, CO, IL, MA, NC, NJ, NY, OH, PA, TX, VA
Questions About AMP IV L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is AMP IV L.P.?
AMP IV L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on November 13, 2018 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), 3C.9, Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is AMP IV L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. AMP IV L.P. filed a Form D with the SEC on November 13, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(1), 3C.9, Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $78,434,410 sold to 99 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is AMP IV L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AMP IV L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), 3C.9, Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has AMP IV L.P. raised?
AMP IV L.P. reported $78,434,410 sold from 99 investors of a $78,434,410 total offering as of the Form D filed November 13, 2018.
Who can invest in AMP IV L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in AMP IV L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling AMP IV L.P. and how are they paid?
The Form D names Sean S. Plummer (CRD 2938813), associated with Equus Financial Consulting LLC; Old City Securities LLC (CRD 171910) as recipients of sales compensation soliciting in NY, TX. Sales commissions are reported as $70,125 and finders' fees as $0. Form D allows these to be estimates.
Who is behind AMP IV L.P.?
The Form D lists 2 related persons: Ryan F. Strawn, executive officer; Mark Philip Thomas, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is AMP IV L.P. located?
The issuer's address on its SEC filings is 225 Ross Street, Suite 301, Pittsburgh, PA 15219. Its phone number of record is 214-534-8179. It is organized under the laws of Delaware.
How long is the AMP IV L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is AMP IV L.P.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.