AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 297

CIK 0001753979Single-Deal SPV2018 vintage506(b), 3(c)(1)

Raised

$2M

Investors

28

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 297 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors on 2018-11-14, raising $1.6M from 28 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of EquityZen's platform offering pre-IPO secondary market access across nearly 1,900 related EDGAR entities.

This pre-IPO fund vehicle uses the standard 506(b)/3(c)(1) exemption combination typical of private fund offerings. The $10K minimum investment positions it at the lower end of the accessibility spectrum for pre-IPO exposure, consistent with EquityZen's platform model of democratizing access to late-stage private company equity through pooled structures.

Data Flags

generalFiling date (2018-11-14) appears shortly after entity formation with no first sale date disclosed and $1.6M already raised, suggesting rapid capital deployment typical of SPV formation platforms
investor_count28 investors contributing $1.6M yields an average check size of approximately $57K, indicating relatively small individual commitments consistent with retail-accessible platform model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001753979
Entity NameEquityZen Growth Technology Fund LLC - Series 297
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 14, 2018
Accession Number0001758763-18-000002
Total Amount Sold$2M
Total Investors28
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Shriram Bhashyam

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.