SEC filing record
Primary Source · SEC.gov

OHA Structured Products Fund D, L.P.

Fund Vehicle2018 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$402M

Investors

2

Min Invest

$1

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

OHA Structured Products Fund D, L.P. is a Cayman Islands limited partnership organized in 2017 that filed a Form D with the SEC on April 16, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. OHA Structured Products Fund D, L.P. reported $402,421,796 sold from 2 investors of a $402,421,796 total offering as of the Form D filed April 16, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 201 Main Street, Suite 1250, Fort Worth, TX 76102.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001731815
Entity NameOHA Structured Products Fund D, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Year Organized2017
Issuer Address201 Main Street, Suite 1250, Fort Worth, TX 76102
Phone(817) 215-2800
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateApril 3, 2018
Filing DateApril 16, 2018
Accession Number0000950142-18-000983
Total Offering Amount$402,421,796
Total Amount Sold$402,421,796
Amount Remaining$0
Total Investors2
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the OHA Structured Products Fund family: 8 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Glenn R. August

Executive Officer · New York, NY

Managing Member of Issuer's Ultimate General Partner

Questions About OHA Structured Products Fund D, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is OHA Structured Products Fund D, L.P.?

OHA Structured Products Fund D, L.P. is a Cayman Islands limited partnership organized in 2017 that filed a Form D with the SEC on April 16, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is OHA Structured Products Fund D, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. OHA Structured Products Fund D, L.P. filed a Form D with the SEC on April 16, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $402,421,796 sold to 2 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is OHA Structured Products Fund D, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that OHA Structured Products Fund D, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has OHA Structured Products Fund D, L.P. raised?

OHA Structured Products Fund D, L.P. reported $402,421,796 sold from 2 investors of a $402,421,796 total offering as of the Form D filed April 16, 2018.

Who can invest in OHA Structured Products Fund D, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

What is the minimum investment in OHA Structured Products Fund D, L.P.?

The Form D lists $1 as the minimum investment accepted from any outside investor as of April 16, 2018. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling OHA Structured Products Fund D, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind OHA Structured Products Fund D, L.P.?

The Form D lists 1 related person: Glenn R. August, executive officer (Managing Member of Issuer's Ultimate General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is OHA Structured Products Fund D, L.P. located?

The issuer's address on its SEC filings is 201 Main Street, Suite 1250, Fort Worth, TX 76102. Its phone number of record is 817-215-2800. It is organized under the laws of Cayman Islands.

How long is the OHA Structured Products Fund D, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is OHA Structured Products Fund D, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.