Resolute Fund IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$3.6B
Investors
165
Min Invest
$500,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Resolute Fund IV, L.P. is a Delaware limited partnership organized in 2017 that first filed a Form D on March 29, 2018 and most recently amended it on November 29, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. Resolute Fund IV, L.P. reported $3,630,038,546 sold from 165 investors of a $3,630,038,546 total offering as of the Form D filed November 29, 2018. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names Magenta Capital Services Ltd., associated with None; Baro Investment & Securities Co. Ltd., associated with None; M2O Private Fund Advisors LLC (CRD 158741), associated with None as recipients of sales compensation. Sales commissions are reported as $3,421,881 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O the Jordan Company Iv, L.P., 399 Park Avenue, 30th Floor, New York, NY 10022.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the Resolute Fund family: 4 vehicles across 4 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 160313 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
A. Richard Caputo, Jr.
Executive Officer, Promoter · New York, NY
Chief Executive Partner and Managing Partner
Jonathan F. Boucher
Executive Officer, Promoter · New York, NY
Managing Partner of the General Partner
Adam E. Max
Executive Officer, Promoter · New York, NY
Managing Partner of the General Partner
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Magenta Capital Services Ltd.
Associated broker-dealer: None · The Valley, 1A and outside the United States
Baro Investment & Securities Co. Ltd.
Associated broker-dealer: None · Seoul, M5 and outside the United States
M2O Private Fund Advisors LLCCRD 158741 on BrokerCheck
Associated broker-dealer: None · White Plains, NY · Soliciting in CA, CT, FL, IL, MA, NY, OH
Questions About Resolute Fund IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Resolute Fund IV, L.P.?
Resolute Fund IV, L.P. is a Delaware limited partnership organized in 2017 that filed a Form D with the SEC on November 29, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Resolute Fund IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Resolute Fund IV, L.P. filed a Form D with the SEC on November 29, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,630,038,546 sold to 165 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Resolute Fund IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Resolute Fund IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Resolute Fund IV, L.P. raised?
Resolute Fund IV, L.P. reported $3,630,038,546 sold from 165 investors of a $3,630,038,546 total offering as of the Form D filed November 29, 2018.
Who can invest in Resolute Fund IV, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.
What is the minimum investment in Resolute Fund IV, L.P.?
The Form D lists $500,000 as the minimum investment accepted from any outside investor as of November 29, 2018. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Resolute Fund IV, L.P. and how are they paid?
The Form D names Magenta Capital Services Ltd., associated with None; Baro Investment & Securities Co. Ltd., associated with None; M2O Private Fund Advisors LLC (CRD 158741), associated with None as recipients of sales compensation. Sales commissions are reported as $3,421,881 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Resolute Fund IV, L.P.?
The Form D lists 3 related persons: A. Richard Caputo, Jr., executive officer, promoter (Chief Executive Partner and Managing Partner); Jonathan F. Boucher, executive officer, promoter (Managing Partner of the General Partner); Adam E. Max, executive officer, promoter (Managing Partner of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Resolute Fund IV, L.P. located?
The issuer's address on its SEC filings is C/O the Jordan Company Iv, L.P., 399 Park Avenue, 30th Floor, New York, NY 10022. Its phone number of record is 212-572-0800. It is organized under the laws of Delaware.
How long is the Resolute Fund IV, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is Resolute Fund IV, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.