SEC filing record
Primary Source · SEC.gov

KKR Global Infrastructure Investors III L.P.

Fund Vehicle2018 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

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What this filing shows

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Every sentence is a value as filed on SEC Form D

KKR Global Infrastructure Investors III L.P. is a Cayman Islands limited partnership organized in 2017 that filed a Form D with the SEC on March 26, 2018, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. KKR Global Infrastructure Investors III L.P. reported that the first sale had not yet occurred as of the Form D filed March 26, 2018, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names CAPIOR Limited, associated with None; Samsung Securities Co., Ltd., associated with None; Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None as recipients of sales compensation. Sales commissions are reported as $6,295,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is C/O Kohlberg Kravis Roberts & Co. L.P., 9 West 57th Street, Suite 4200, New York, NY 10019.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001735517
Entity NameKKR Global Infrastructure Investors III L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Year Organized2017
Issuer AddressC/O Kohlberg Kravis Roberts & Co. L.P., 9 West 57th Street, Suite 4200, New York, NY 10019
Phone(212) 750-8300
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateMarch 26, 2018
Accession Number0001735517-18-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$6,295,000 (to CAPIOR Limited and 2 others)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

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Fund family Part of the KKR Global Infrastructure Investors family: 6 vehicles across 3 generations · adviser of record Kohlberg Kravis Roberts & Co. L.P. · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 7 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Kohlberg Kravis Roberts & Co. L.P.

CRD 144533 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

KKR Associates Infrastructure III SCSp

Promoter · New York, NY

General Partner of the Issuer

KKR Infrastructure III S.a r.l.

Promoter · New York, NY

General Partner of the General Partner of the Issuer

William J. Janetschek

Executive Officer · New York, NY

Manager of the General Partner of the General Partner of the Issuer

Jason J. Carss

Executive Officer · New York, NY

Manager of the General Partner of the General Partner of the Issuer

Stefan J. Lambert

Executive Officer · Luxembourg, N4

Manager of the General Partner of the General Partner of the Issuer

Wolfgang J. Zettel

Executive Officer · Luxembourg, N4

Manager of the General Partner of the General Partner of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

CAPIOR Limited

Associated broker-dealer: None · Marlow, Buckinghamshire, X0 and outside the United States

Samsung Securities Co., Ltd.

Associated broker-dealer: None · Seoul, M5 and outside the United States

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states and outside the United States

Questions About KKR Global Infrastructure Investors III L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is KKR Global Infrastructure Investors III L.P.?

KKR Global Infrastructure Investors III L.P. is a Cayman Islands limited partnership organized in 2017 that filed a Form D with the SEC on March 26, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is KKR Global Infrastructure Investors III L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. KKR Global Infrastructure Investors III L.P. filed a Form D with the SEC on March 26, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is KKR Global Infrastructure Investors III L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KKR Global Infrastructure Investors III L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has KKR Global Infrastructure Investors III L.P. raised?

KKR Global Infrastructure Investors III L.P. reported that the first sale had not yet occurred as of the Form D filed March 26, 2018, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in KKR Global Infrastructure Investors III L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in KKR Global Infrastructure Investors III L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling KKR Global Infrastructure Investors III L.P. and how are they paid?

The Form D names CAPIOR Limited, associated with None; Samsung Securities Co., Ltd., associated with None; Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None as recipients of sales compensation. Sales commissions are reported as $6,295,000 and finders' fees as $0. Form D allows these to be estimates.

Who is behind KKR Global Infrastructure Investors III L.P.?

The Form D lists 6 related persons: KKR Associates Infrastructure III SCSp, promoter (General Partner of the Issuer); KKR Infrastructure III S.a r.l., promoter (General Partner of the General Partner of the Issuer); William J. Janetschek, executive officer (Manager of the General Partner of the General Partner of the Issuer); Jason J. Carss, executive officer (Manager of the General Partner of the General Partner of the Issuer); Stefan J. Lambert, executive officer (Manager of the General Partner of the General Partner of the Issuer); Wolfgang J. Zettel, executive officer (Manager of the General Partner of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is KKR Global Infrastructure Investors III L.P. located?

The issuer's address on its SEC filings is C/O Kohlberg Kravis Roberts & Co. L.P., 9 West 57th Street, Suite 4200, New York, NY 10019. Its phone number of record is 212-750-8300. It is organized under the laws of Cayman Islands.

How long is the KKR Global Infrastructure Investors III L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is KKR Global Infrastructure Investors III L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.