SEC filing record
Primary Source · SEC.gov

Fortress Japan Opportunity Fund IV (Dollar A) L.P.

Fund Vehicle2018 vintage506(b), 3(c)

Raised

$330M

Investors

42

Min Invest

$1

Is this your company or fund? Claim this page free.

AltStreet Analysis

·

Generated from EDGAR primary sources

Fortress Japan Opportunity Fund IV (Dollar A) L.P. is a Cayman Islands-domiciled pooled investment fund focused on real estate, filing under Rule 506(b) and Section 3(c). The fund raised $329.7M from 42 investors with a stated minimum investment of $1. The filing lists Fortress Japan Opportunity IV GP L.P. and Fortress Japan Opportunity Management LLC as promoters, with Marc Furstein as executive officer.

This institutional real estate fund uses the standard 506(b)/3(c) exemption pattern common for offshore private funds targeting accredited investors. The $7.85M average commitment per investor and Cayman domicile are typical for a cross-border real estate opportunity fund at this scale.

Data Flags

generalOffshore domicile (Cayman Islands) filing Form D indicates cross-border investment structure
minimum_investmentStated minimum investment of $1 is nominal and does not reflect the actual institutional minimum (likely in the millions based on $7.85M average commitment)
first_sale_dateFirst sale date not disclosed on filing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001740600
Entity NameFortress Japan Opportunity Fund IV (Dollar A) L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Year Organized2018
Issuer Address1345 Avenue of the Americas, 46th Floor, New York, NY 10105
Phone(212) 798-6100
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund, Other
First Sale Date—
Filing DateJune 26, 2018
Accession Number0001740600-18-000001
Total Offering AmountIndefinite
Total Amount Sold$329,651,305
Total Investors42
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$0 (to Fortress Capital Formation LLC and 2 others)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the Fortress Japan Opportunity Fund family: 8 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

Fortress Investment Group

CRD 129612 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

n/a Fortress Japan Opportunity IV GP L.P.

Promoter · NEW YORK, NY

n/a Fortress Japan Opportunity Management LLC

Promoter · NEW YORK, NY

Marc Furstein

Executive Officer · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Fortress Capital Formation LLCCRD 152385 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY · Soliciting in all states

Evercore Group L.L.C.CRD 42405 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Greenhill & Co., LLCCRD 40290 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Questions About Fortress Japan Opportunity Fund IV (Dollar A) L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Fortress Japan Opportunity Fund IV (Dollar A) L.P.?

Fortress Japan Opportunity Fund IV (Dollar A) L.P. is a Cayman Islands limited partnership organized in 2018 that filed a Form D with the SEC on June 26, 2018 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to Fortress Japan Opportunity Fund IV (Dollar A) L.P..

Is Fortress Japan Opportunity Fund IV (Dollar A) L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Fortress Japan Opportunity Fund IV (Dollar A) L.P. filed a Form D with the SEC on June 26, 2018 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $329,651,305 sold to 42 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Fortress Japan Opportunity Fund IV (Dollar A) L.P., which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Fortress Japan Opportunity Fund IV (Dollar A) L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fortress Japan Opportunity Fund IV (Dollar A) L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Fortress Japan Opportunity Fund IV (Dollar A) L.P. raised?

Fortress Japan Opportunity Fund IV (Dollar A) L.P. reported $329,651,305 sold from 42 investors in an offering of indefinite size as of the Form D filed June 26, 2018.

Who can invest in Fortress Japan Opportunity Fund IV (Dollar A) L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

What is the minimum investment in Fortress Japan Opportunity Fund IV (Dollar A) L.P.?

The Form D lists $1 as the minimum investment accepted from any outside investor as of June 26, 2018. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Fortress Japan Opportunity Fund IV (Dollar A) L.P. and how are they paid?

The Form D names Fortress Capital Formation LLC (CRD 152385), associated with None; Evercore Group L.L.C. (CRD 42405), associated with None; Greenhill & Co., LLC (CRD 40290), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Fortress Japan Opportunity Fund IV (Dollar A) L.P.?

The Form D lists 3 related persons: Fortress Japan Opportunity IV GP L.P., promoter (General Partner of the Issuer); Fortress Japan Opportunity Management LLC, promoter (Manager of the Issuer); Marc K. Furstein, executive officer (Chief Operating Officer of the General Partner of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Fortress Japan Opportunity Fund IV (Dollar A) L.P. located?

The issuer's address on its SEC filings is 1345 Avenue of the Americas, 46th Floor, New York, NY 10105. Its phone number of record is 212-798-6100. It is organized under the laws of Cayman Islands.

How long is the Fortress Japan Opportunity Fund IV (Dollar A) L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Fortress Japan Opportunity Fund IV (Dollar A) L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Platform verification: the separate analyst-reviewed program for platforms, with right of reply and a document library.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.