Capital Dynamics Global Secondaries V (US), LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$91M
Investors
47
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Capital Dynamics Global Secondaries V (US), LP is a Delaware limited partnership that first filed a Form D on August 3, 2018 and most recently amended it on August 27, 2019, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. Capital Dynamics Global Secondaries V (US), LP reported $90,880,000 sold from 47 investors in an offering of indefinite size as of the Form D filed August 27, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Capital Dynamics Broker Dealer LLC (CRD 148780), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is C/O Capital Dynamics, Inc., 10 East 53rd Street, 17th Floor, New York, NY 10022.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Capital Dynamics Global Secondaries family: 9 vehicles across 4 generations · adviser of record Capital Dynamics, INC., Capital Dynamics, LTD. · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 130320 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: PricewaterhouseCoopers LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Capital Dynamics (US) GP III, L.P.
Executive Officer · New York, NY
General Partner of the Issuer
Capital Dynamics (US) GP III, LLC
Executive Officer · New York, NY
General Partner of the General Partner of the Issuer
Capital Dynamics Investments (US) Limited
Executive Officer · St. Helier, Y9
Managing Member of the General Partner of the General Partner of the Issuer
Emma Anderson
Director · New York, NY
Director of the Managing Member of the General Partner of the General Partner of the Issuer
Marc Harris
Director · New York, NY
Director of the Managing Member of the General Partner of the General Partner of the Issuer
Capital Dynamics, Inc
Executive Officer · New York, NY
Manager of the General Partner of the Issuer
Gavin Caruthers
Executive Officer · New York, NY
Manager of the General Partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Capital Dynamics Broker Dealer LLCCRD 148780 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Questions About Capital Dynamics Global Secondaries V (US), LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Capital Dynamics Global Secondaries V (US), LP?
Capital Dynamics Global Secondaries V (US), LP is a Delaware limited partnership that filed a Form D with the SEC on August 27, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Capital Dynamics Global Secondaries V (US), LP legit?
AltStreet does not rate legitimacy; it reports the public record. Capital Dynamics Global Secondaries V (US), LP filed a Form D with the SEC on August 27, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $90,880,000 sold to 47 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Capital Dynamics Global Secondaries V (US), LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Capital Dynamics Global Secondaries V (US), LP claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Capital Dynamics Global Secondaries V (US), LP raised?
Capital Dynamics Global Secondaries V (US), LP reported $90,880,000 sold from 47 investors in an offering of indefinite size as of the Form D filed August 27, 2019.
Who can invest in Capital Dynamics Global Secondaries V (US), LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Capital Dynamics Global Secondaries V (US), LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Capital Dynamics Global Secondaries V (US), LP and how are they paid?
The Form D names Capital Dynamics Broker Dealer LLC (CRD 148780), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Capital Dynamics Global Secondaries V (US), LP?
The Form D lists 7 related persons: Capital Dynamics (US) GP III, L.P., executive officer (General Partner of the Issuer); Capital Dynamics (US) GP III, LLC, executive officer (General Partner of the General Partner of the Issuer); Capital Dynamics Investments (US) Limited, executive officer (Managing Member of the General Partner of the General Partner of the Issuer); Emma Anderson, director (Director of the Managing Member of the General Partner of the General Partner of the Issuer); Marc Harris, director (Director of the Managing Member of the General Partner of the General Partner of the Issuer); Capital Dynamics, Inc, executive officer (Manager of the General Partner of the Issuer); Gavin Caruthers, executive officer (Manager of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Capital Dynamics Global Secondaries V (US), LP located?
The issuer's address on its SEC filings is C/O Capital Dynamics, Inc., 10 East 53rd Street, 17th Floor, New York, NY 10022. Its phone number of record is 44 20 7297 0228. It is organized under the laws of Delaware.
How long is the Capital Dynamics Global Secondaries V (US), LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Capital Dynamics Global Secondaries V (US), LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.