SEC filing record
Primary Source · SEC.gov

YS TRP CML II LLC

Single-Deal SPV2019 vintage506(c), 3(c)(1)

Raised

$623K

Investors

16

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

YS TRP CML II LLC is a Delaware pooled investment fund filed by YieldStreet Management, LLC on August 12, 2019, raising $623K from 16 investors under Rule 506(c) and 3(c)(1) exemptions. No minimum investment was stated. This entity appears to be part of the YieldStreet platform ecosystem, linked to Willow Wealth (private credit platform with 74 related entities).

This private credit pooled fund uses the 506(c) exemption allowing general solicitation, paired with 3(c)(1) Investment Company Act exemption limiting to 100 beneficial owners. The $0 stated minimum and $39K average investor check size suggest a retail-accessible product typical of platform-distributed private credit offerings.

Data Flags

sales_commissionsNo sales commissions stated on a 506(c) offering that raised $623K from 16 investors, which is atypical for retail-distributed products
first_sale_dateFirst sale date not disclosed; vintage year and offering timeline cannot be determined
generalSmall average check size of approximately $39K per investor suggests micro-investment or fractional participation model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001785063
Entity NameYS TRP CML II LLC
ExemptionRule 506(c), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address597 5th Avenue, 6th Floor, New York, NY 10017
Phone(844) 943-5378
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateAugust 12, 2019
Accession Number0001785063-19-000001
Total Offering Amount$875,000
Total Amount Sold$622,500
Amount Remaining$252,500
Total Investors16
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

- YieldStreet Management, LLC

Executive Officer · New York, NY

Michael Weisz

Executive Officer, Promoter · New York, NY

Milind Mehere

Executive Officer, Promoter · New York, NY

Questions About YS TRP CML II LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is YS TRP CML II LLC?

YS TRP CML II LLC is a Delaware limited liability company that filed a Form D with the SEC on August 12, 2019 as a other investment fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Willow Wealth.

Is YS TRP CML II LLC legit?

AltStreet does not rate legitimacy; it reports the public record. YS TRP CML II LLC filed a Form D with the SEC on August 12, 2019 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $622,500 sold to 16 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Willow Wealth, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is YS TRP CML II LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that YS TRP CML II LLC claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has YS TRP CML II LLC raised?

YS TRP CML II LLC reported $622,500 sold from 16 investors of a $875,000 total offering as of the Form D filed August 12, 2019.

Who can invest in YS TRP CML II LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in YS TRP CML II LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling YS TRP CML II LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind YS TRP CML II LLC?

The Form D lists 3 related persons: YieldStreet Management, LLC, executive officer (YieldStreet Management, LLC is the Manager of the Issuer); Michael Weisz, executive officer, promoter (President of YieldStreet Management, LLC, the Manager of the Issuer); Milind Mehere, executive officer, promoter (Chief Executive Officer of YieldStreet Management, LLC, the Manager of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is YS TRP CML II LLC located?

The issuer's address on its SEC filings is 597 5th Avenue, 6th Floor, New York, NY 10017. Its phone number of record is 844-943-5378. It is organized under the laws of Delaware.

How long is the YS TRP CML II LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is YS TRP CML II LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.