SEC filing record
Primary Source · SEC.gov

CORTICA INC.

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-11-22Last filing 2024-11-22

Raised

$81M

Investors

5

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

CORTICA INC. is a Delaware corporation that first filed a Form D on April 25, 2023 and most recently amended it on November 22, 2024 in the Other Health Care industry group. The offering claims Rule 506(b) and covers equity. CORTICA INC. reported $80,999,998 sold from 5 investors of a $80,999,998 total offering as of the Form D filed November 22, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 6160 Cornerstone Court East, Suite 100, San Diego, CA 92121.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001757733
Entity NameCORTICA INC.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationDelaware
Issuer Address6160 Cornerstone Court East, Suite 100, San Diego, CA 92121
Phone(858) 304-6440
Industry / Fund TypeOther Health Care
Securities TypeEquity
First Sale DateNovember 8, 2024
Filing DateNovember 22, 2024
Accession Number0001757733-24-000002
Total Offering Amount$80,999,998
Total Amount Sold$80,999,998
Amount Remaining$0
Total Investors5
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Nov 22, 2024

Critical / warning

0 / 0

1 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

closed, lapsed

Latest event New filer · Nov 22, 2024

SEC.gov
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Investor

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  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-11-22: 2 related persons added and 0 removed against the filing of 2023-10-02; 13 now listed. The names are in the Terminal feed.

Neil Hattangadi

Executive Officer, Director · San Diego, CA

Stephen Anastos

Director · San Diego, CA

Ryan Drant

Director · San Diego, CA

Doug Koo

Director · San Diego, CA

Martha Temple

Director · San Diego, CA

Anurag Kondapalli

Director · San Diego, CA

Michael Wert

Director · San Diego, CA

Justin Brock

Director · San Diego, CA

William Marks

Director · San Diego, CA

Dan Hartman

Director · San Diego, CA

Bradley Sloan

Director · San Diego, CA

Suzanne Goh

Executive Officer · San Diego, CA

Briana Elvaiah

Executive Officer · San Diego, CA

Questions About CORTICA INC.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CORTICA INC.?

CORTICA INC. is a Delaware corporation that filed a Form D with the SEC on November 22, 2024 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of equity.

Is CORTICA INC. legit?

AltStreet does not rate legitimacy; it reports the public record. CORTICA INC. filed a Form D with the SEC on November 22, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $80,999,998 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CORTICA INC. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CORTICA INC. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CORTICA INC. raised?

CORTICA INC. reported $80,999,998 sold from 5 investors of a $80,999,998 total offering as of the Form D filed November 22, 2024.

Who can invest in CORTICA INC.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in CORTICA INC.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling CORTICA INC. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind CORTICA INC.?

The Form D lists 13 related persons: Neil Hattangadi, executive officer, director; Stephen Anastos, director; Ryan Drant, director; Doug Koo, director; Martha Temple, director; Anurag Kondapalli, director; Michael Wert, director; Justin Brock, director, and 5 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CORTICA INC. located?

The issuer's address on its SEC filings is 6160 Cornerstone Court East, Suite 100, San Diego, CA 92121. Its phone number of record is 8583046440. It is organized under the laws of Delaware.

How long is the CORTICA INC. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is CORTICA INC.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.