Preserver CLO Fund, LP
Raised
$8M
Investors
2
Min Invest
$100,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Preserver CLO Fund, LP is a Tennessee-domiciled pooled investment fund that has raised $8.4M from 2 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $100K minimum investment. This amended filing was submitted January 26, 2022, by executive officers from Preserver Partners LLC including Floyd Tyler and Dana Pointer. No parent platform has been matched in the AltStreet database.
This pooled investment fund utilizes the standard private placement exemption structure (506(b) paired with 3(c)(1)) common for CLO vehicles marketed to accredited investors. The $100K minimum is positioned at the lower end of the alternative investment spectrum, making it accessible relative to institutional CLO offerings that typically require seven-figure commitments.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing January 2, 2024
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Jan 2, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
4
dark
Latest event New filer · Jan 2, 2024
SEC.govInvestor
- 1 filing event with values and deltas, latest 2024-01-02, and alerts on the next one
- 4 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2024-01-02: 1 related person added and 2 removed against the filing of 2023-01-05; 2 now listed. The names are in the Terminal feed.
N/A Preserver Partners LLC
Executive Officer · Memphis, TN
Floyd Tyler
Executive Officer · MEMPHIS, TN
Dana Pointer
Executive Officer · Memphis, TN
Questions About Preserver CLO Fund, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Preserver CLO Fund, LP?
Preserver CLO Fund, LP is a Tennessee limited partnership that filed a Form D with the SEC on January 2, 2024 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.
Is Preserver CLO Fund, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Preserver CLO Fund, LP filed a Form D with the SEC on January 2, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $8,400,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Preserver CLO Fund, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Preserver CLO Fund, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Preserver CLO Fund, LP raised?
Preserver CLO Fund, LP reported $8,400,000 sold from 1 investor in an offering of indefinite size as of the Form D filed January 2, 2024.
Who can invest in Preserver CLO Fund, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Preserver CLO Fund, LP?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of January 2, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Preserver CLO Fund, LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Preserver CLO Fund, LP?
The Form D lists 2 related persons: Caroline Lovelace, executive officer (Ms. Lovelace is a Chief Investment Officer and an owner of Preserver Partners LLC, the General Partner of the issuer); Dana LuClaire Pointer, executive officer (Mrs. Pointer is CEO, Managing Member and majority owner of Preserver Partners, LLC, the General Partner of the issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Preserver CLO Fund, LP located?
The issuer's address on its SEC filings is 425 Madison Avenue, Memphis, TN 38103. Its phone number of record is 9017554737. It is organized under the laws of Tennessee.
How long is the Preserver CLO Fund, LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is Preserver CLO Fund, LP?
The Form D reports an aggregate net asset value range of $5,000,001 - $25,000,000.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.