Sovereign Fund II, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$18M
Investors
118
Min Invest
$10,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Sovereign Fund II, LLC is a Delaware limited liability company that first filed a Form D on July 2, 2019 and most recently amended it on February 25, 2021 in the Commercial industry group. The offering claims Rule 506(b), 3C.5 and covers equity and pooled investment fund interests. Sovereign Fund II, LLC reported $17,542,966 sold from 118 investors in an offering of indefinite size as of the Form D filed February 25, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000. The Form D names Orchard Securities, LLC (CRD 133378), associated with None; Newbridge Securities Corp. (CRD 104065), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Cape Securities Inc. (CRD 7072), associated with None and 15 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 747 Third Avenue, 37th Floor, New York, NY 10017.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 25, 2021
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Sovereign Fund family: 5 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Darius Sakhai
Promoter · NEW YORK, NY
Officer of Managing Member
Cyrus Sakhai
Promoter · NEW YORK, NY
Officer of Managing Member
William Gentile
Promoter · NEW YORK, NY
Officer of Managing Member
Stephan Sakhai
Promoter · NEW YORK, NY
Officer of Managing Member
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Orchard Securities, LLCCRD 133378 on BrokerCheck
Associated broker-dealer: None · Pleasant Grove, UT · Soliciting in all states
Newbridge Securities Corp.CRD 104065 on BrokerCheck
Associated broker-dealer: None · Boca Raton, FL · Soliciting in all states
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: None · Chicago, IL · Soliciting in all states
Cape Securities Inc.CRD 7072 on BrokerCheck
Associated broker-dealer: None · McDonough, GA · Soliciting in all states
Sunbelt Securities, Inc.CRD 42180 on BrokerCheck
Associated broker-dealer: None · Houston, TX · Soliciting in all states
American Global Wealth Management, Inc.CRD 7388 on BrokerCheck
Associated broker-dealer: None · McDonough, GA · Soliciting in AK, AL, AR, AZ, CA, CO, DC, DE, FL, GA, IA, ID, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI, WV
Purshe Kaplan Sterling Investments, Inc.CRD 35747 on BrokerCheck
Associated broker-dealer: None · Albany, NY · Soliciting in all states
DFPG Investments, Inc.CRD 155576 on BrokerCheck
Associated broker-dealer: None · Sandy, UT · Soliciting in all states
GPWA, LLCCRD 170171 on BrokerCheck
Associated broker-dealer: None · Nashville, TN · Soliciting in FL, IN, KY, MS, NC, NV, TN, VA
American Portfolios Financial Services, Inc.CRD 18487 on BrokerCheck
Associated broker-dealer: None · Holbrook, NY · Soliciting in all states
International Assets Advisory, LLCCRD 10645 on BrokerCheck
Associated broker-dealer: None · Orlando, FL · Soliciting in all states
The Strategic Financial Alliance, Inc.CRD 126514 on BrokerCheck
Associated broker-dealer: None · Atlanta, GA · Soliciting in all states
Whitehall-Parker Securities Inc.CRD 10608 on BrokerCheck
Associated broker-dealer: None · San Francisco, CA · Soliciting in AZ, CA, CO, CT, ID, NC, NM, NV, NY, OK, OR, TX, UT, VA, WA
DAI Securities, LLCCRD 36673 on BrokerCheck
Associated broker-dealer: None · Atlanta, GA · Soliciting in AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
IBN Financial Services, Inc.CRD 42360 on BrokerCheck
Associated broker-dealer: None · Liverpool, NY · Soliciting in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI
Benchmark Investments, Inc.CRD 103792 on BrokerCheck
Associated broker-dealer: None · Stockbridge, GA · Soliciting in all states
Dempsey Lord Smith LLCCRD 141238 on BrokerCheck
Associated broker-dealer: None · Rome, GA · Soliciting in all states
Cabot Lodge Securities LLCCRD 159712 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
Entoro Securities, LLCCRD 35192 on BrokerCheck
Associated broker-dealer: None · Houston, TX · Soliciting in all states
Questions About Sovereign Fund II, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Sovereign Fund II, LLC?
Sovereign Fund II, LLC is a Delaware limited liability company that filed a Form D with the SEC on February 25, 2021 in the Commercial industry group. The filing claims Rule 506(b), 3C.5 for an offering of equity and pooled investment fund interests.
Is Sovereign Fund II, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Sovereign Fund II, LLC filed a Form D with the SEC on February 25, 2021 claiming Rule 506(b), 3C.5. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $17,542,966 sold to 118 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Sovereign Fund II, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sovereign Fund II, LLC claimed Rule 506(b), 3C.5 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Sovereign Fund II, LLC raised?
Sovereign Fund II, LLC reported $17,542,966 sold from 118 investors in an offering of indefinite size as of the Form D filed February 25, 2021.
Who can invest in Sovereign Fund II, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000.
What is the minimum investment in Sovereign Fund II, LLC?
The Form D lists $10,000 as the minimum investment accepted from any outside investor as of February 25, 2021. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Sovereign Fund II, LLC and how are they paid?
The Form D names Orchard Securities, LLC (CRD 133378), associated with None; Newbridge Securities Corp. (CRD 104065), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Cape Securities Inc. (CRD 7072), associated with None and 15 others as recipients of sales compensation soliciting in all states.
Who is behind Sovereign Fund II, LLC?
The Form D lists 4 related persons: Darius Sakhai, promoter (Officer of Managing Member); Cyrus Sakhai, promoter (Officer of Managing Member); William Gentile, promoter (Officer of Managing Member); Stephan Sakhai, promoter (Officer of Managing Member). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Sovereign Fund II, LLC located?
The issuer's address on its SEC filings is 747 Third Avenue, 37th Floor, New York, NY 10017. Its phone number of record is 212-319-5800. It is organized under the laws of Delaware.
How long is the Sovereign Fund II, LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
What is Sovereign Fund II, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.