Get premium alternative investment insights

Get the Briefing
AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Fintech Series 2

CIK 0001841431Fund Vehicle2021 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$3M

Investors

99

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Fintech Series 2 is a Delaware pooled investment fund filed by EquityZen Advisors LLC and related entities on February 24, 2021. The fund raised $3.4M from 99 investors under Rule 506(b) and 3(c)(1) exemptions, with a $10K minimum investment. This is part of the EquityZen platform, which operates approximately 150 related investment vehicles focused on private equity secondaries.

This filing represents a thematic series fund within the private equity secondary market, using the standard 506(b) and 3(c)(1) structure common to private fund offerings. The $10K minimum investment positions it at the accessible end of private equity, with an average investor check size of approximately $34K across 99 participants, consistent with EquityZen's platform model of democratizing access to pre-IPO company shares.

Data Flags

generalNo first sale date disclosed despite reporting $3.4M already sold, preventing verification of offering timeline
investor_count99 investors on $3.4M raise represents only $34K average check size, suggesting highly distributed capital base approaching the 100-investor threshold for 3(c)(1) exemption
states_of_solicitationStates of solicitation not specified in 506(b) offering, which typically involves pre-existing relationships

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001841431
Entity NameEquityZen Thematic Fund LLC - Fintech Series 2
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateFebruary 24, 2021
Accession Number0001841431-21-000001
Total Amount Sold$3M
Total Investors99
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.