SEC filing record
Primary Source · SEC.gov

OS1 Holdings, Inc.

2024 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-05-10Last filing 2024-05-10

Raised

$250K

Investors

1

Min Invest

$250,144

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

OS1 Holdings, Inc. is a Delaware corporation that first filed a Form D on November 29, 2019 and most recently amended it on May 10, 2024 in the Other Health Care industry group. The offering claims Rule 506(b) and covers equity. OS1 Holdings, Inc. reported $250,144 sold from 1 investor of a $3,515,273 total offering as of the Form D filed May 10, 2024. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,144. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 3121 Blue Lake Drive, Ste. 101, Vestavia Hills, AL 35243.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001795458
Entity NameOS1 Holdings, Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationDelaware
Issuer Address3121 Blue Lake Drive, Ste. 101, Vestavia Hills, AL 35243
Phone(904) 509-5092
Industry / Fund TypeOther Health Care
Securities TypeEquity
First Sale DateMay 6, 2024
Filing DateMay 10, 2024
Accession Number0001795458-24-000002
Total Offering Amount$3,515,273
Total Amount Sold$250,144
Amount Remaining$3,265,129
Total Investors1
Non-Accredited InvestorsNone
Minimum Investment$250,144
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)AL
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest May 10, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

dark, lapsed

Latest event New filer · May 10, 2024

SEC.gov
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Investor

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  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2024-05-10: 3 related persons added and 2 removed against the filing of 2023-01-24; 7 now listed. The names are in the Terminal feed.

William R. Dexheimer

Executive Officer, Director, Promoter · Vestavia Hills, AL

Randy R. Johansen

Executive Officer, Director · Vestavia Hills, AL

Bruce R. Akin

Executive Officer · Vestavia Hills, AL

E. Lyle Cain, Jr.

Director · Vestavia Hills, AL

Alonzo J. Strickland, III

Director · Vestavia Hills, AL

Dustin J. Taylor

Executive Officer, Director · Vestavia Hills, AL

Mark J. Covin

Executive Officer · Vestavia Hills, AL

Questions About OS1 Holdings, Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is OS1 Holdings, Inc.?

OS1 Holdings, Inc. is a Delaware corporation that filed a Form D with the SEC on May 10, 2024 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of equity.

Is OS1 Holdings, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. OS1 Holdings, Inc. filed a Form D with the SEC on May 10, 2024 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $250,144 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is OS1 Holdings, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that OS1 Holdings, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has OS1 Holdings, Inc. raised?

OS1 Holdings, Inc. reported $250,144 sold from 1 investor of a $3,515,273 total offering as of the Form D filed May 10, 2024.

Who can invest in OS1 Holdings, Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,144.

What is the minimum investment in OS1 Holdings, Inc.?

The Form D lists $250,144 as the minimum investment accepted from any outside investor as of May 10, 2024. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling OS1 Holdings, Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind OS1 Holdings, Inc.?

The Form D lists 7 related persons: William R. Dexheimer, executive officer, director, promoter; Randy R. Johansen, executive officer, director; Bruce R. Akin, executive officer; E. Lyle Cain, Jr., director; Alonzo J. Strickland, III, director; Dustin J. Taylor, executive officer, director; Mark J. Covin, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is OS1 Holdings, Inc. located?

The issuer's address on its SEC filings is 3121 Blue Lake Drive, Ste. 101, Vestavia Hills, AL 35243. Its phone number of record is (904) 509-5092. It is organized under the laws of Delaware.

How long is the OS1 Holdings, Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.

What is OS1 Holdings, Inc.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.